Exempted Transactions Under the Securities Act of 1933, Volumes 1-5; Volume 7, Parts 1-4C. Boardman Company, 1979 - Securities |
From inside the book
Results 1-3 of 82
Page 6-99
... disclosure included in these circulars was not limited to the disclosure re- quirements set out in Schedule I of Regulation A and did not result necessarily from comments by the staff . A review of more commonplace corporate equity ...
... disclosure included in these circulars was not limited to the disclosure re- quirements set out in Schedule I of Regulation A and did not result necessarily from comments by the staff . A review of more commonplace corporate equity ...
Page 7-301
... disclosure document pursuant to the state's requirements . The offering will be made pursuant to an exemp- tion from registration in the second state . Must the offering satisfy the limitations on the manner of offering and on resale in ...
... disclosure document pursuant to the state's requirements . The offering will be made pursuant to an exemp- tion from registration in the second state . Must the offering satisfy the limitations on the manner of offering and on resale in ...
Page 8-60
... disclosure requirement on all transactions under the exemption and solicited comment on whether some dollar amount of transac- tions might not require specified disclosure , for example , $ 10 million.2 In response to comment , and the ...
... disclosure requirement on all transactions under the exemption and solicited comment on whether some dollar amount of transac- tions might not require specified disclosure , for example , $ 10 million.2 In response to comment , and the ...
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Common terms and phrases
accredited investor Act Release adopted Advisers Act affiliated aggregate offering price amendment apply April 11 broker-dealer business development company capital cited as Release Commission Commission's corporation directors employee benefit employee benefit plan entity equity escrow Exchange Act federal filing financial statements Form 1-A hereinafter cited included income infra interest Investment Act Investment Company issued issuer Item limited partnership material ment NASAA nonaccredited investors offer or sale offering statement offeror offers and sales organized paragraph partner Preliminary Offering Circular prior Proposed Rule prospective public offering purposes qualified registered offering registration statement Regulation A exemption Regulation A offering Regulation D Release Number S.E.C. Docket sale of securities SEC No-Action Letter SEC staff Section 3(b Securities Act securities offered shares small business sold specified subparagraph supra temporary suspension order term tion total assets transactions Transfer Binder trust underwriter