Exempted Transactions Under the Securities Act of 1933, Volumes 1-5; Volume 7, Parts 1-4C. Boardman Company, 1979 - Securities |
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Results 1-3 of 84
Page 6-100
... contained in Rule 252. Requirements relating to the offering circular are contained in Rules 253 and 255. The offering statement may be printed , mimeographed , lithographed , or typewritten or prepared by any similar process which will ...
... contained in Rule 252. Requirements relating to the offering circular are contained in Rules 253 and 255. The offering statement may be printed , mimeographed , lithographed , or typewritten or prepared by any similar process which will ...
Page 7-236
... contain certain limited information as specified in your letter on completed offerings . This conclusion is further premised on the fact that in no case would you be in the employ of , or acting as agent for , any issuer contained in ...
... contain certain limited information as specified in your letter on completed offerings . This conclusion is further premised on the fact that in no case would you be in the employ of , or acting as agent for , any issuer contained in ...
Page 7-361
... contained a specific reference to business combinations which the Commission removed from the Rule as adopted " on the ground that , in view of the other general rules in the regulation , its principle does not require specif- ic ...
... contained a specific reference to business combinations which the Commission removed from the Rule as adopted " on the ground that , in view of the other general rules in the regulation , its principle does not require specif- ic ...
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Common terms and phrases
accredited investor Act Release adopted Advisers Act affiliated aggregate offering price amendment apply April 11 broker-dealer business development company capital cited as Release Commission Commission's corporation directors employee benefit employee benefit plan entity equity escrow Exchange Act federal filing financial statements Form 1-A hereinafter cited included income infra interest Investment Act Investment Company issued issuer Item limited partnership material ment NASAA nonaccredited investors offer or sale offering statement offeror offers and sales organized paragraph partner Preliminary Offering Circular prior Proposed Rule prospective public offering purposes qualified registered offering registration statement Regulation A exemption Regulation A offering Regulation D Release Number S.E.C. Docket sale of securities SEC No-Action Letter SEC staff Section 3(b Securities Act securities offered shares small business sold specified subparagraph supra temporary suspension order term tion total assets transactions Transfer Binder trust underwriter