Exempted Transactions Under the Securities Act of 1933, Volumes 1-5; Volume 7, Parts 1-4C. Boardman Company, 1979 - Securities |
From inside the book
Results 1-3 of 84
Page 6-56
... amount of securities which might be offered under the regulation would be applicable only to issuers which could not satisfy the earnings requirement , and issuers which could satisfy such requirement could offer any amount of ...
... amount of securities which might be offered under the regulation would be applicable only to issuers which could not satisfy the earnings requirement , and issuers which could satisfy such requirement could offer any amount of ...
Page 6-66
... amount the issuer's privilege to offer the maximum amount of its se- curities that Rule 254 would have otherwise allowed . [ ii ] Special Escrow Provision [ A ] Introduction Rule 253 offered an option to promotional issuers confronted ...
... amount the issuer's privilege to offer the maximum amount of its se- curities that Rule 254 would have otherwise allowed . [ ii ] Special Escrow Provision [ A ] Introduction Rule 253 offered an option to promotional issuers confronted ...
Page 8-57
... amount of securi- ties sold in the preceding 12 - month period , the issuer is instructed to " count the amount of securities that would be acquired upon exer- cise or conversion in connection with sales of options , warrants , rights ...
... amount of securi- ties sold in the preceding 12 - month period , the issuer is instructed to " count the amount of securities that would be acquired upon exer- cise or conversion in connection with sales of options , warrants , rights ...
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Common terms and phrases
accredited investor Act Release adopted Advisers Act affiliated aggregate offering price amendment apply April 11 broker-dealer business development company capital cited as Release Commission Commission's corporation directors employee benefit employee benefit plan entity equity escrow Exchange Act federal filing financial statements Form 1-A hereinafter cited included income infra interest Investment Act Investment Company issued issuer Item limited partnership material ment NASAA nonaccredited investors offer or sale offering statement offeror offers and sales organized paragraph partner Preliminary Offering Circular prior Proposed Rule prospective public offering purposes qualified registered offering registration statement Regulation A exemption Regulation A offering Regulation D Release Number S.E.C. Docket sale of securities SEC No-Action Letter SEC staff Section 3(b Securities Act securities offered shares small business sold specified subparagraph supra temporary suspension order term tion total assets transactions Transfer Binder trust underwriter