Exempted Transactions Under the Securities Act of 1933, Volumes 1-5; Volume 7, Parts 1-4C. Boardman Company, 1979 - Securities |
From inside the book
Results 1-3 of 81
Page 6-102
... amendment to the offering statement which indicates that the offering statement will become qualified twenty days after the filing of the amendment.13 An issuer may always amend an offering statement . An amendment must be signed in the ...
... amendment to the offering statement which indicates that the offering statement will become qualified twenty days after the filing of the amendment.13 An issuer may always amend an offering statement . An amendment must be signed in the ...
Page 6-176
... amendment to the offering statement that contains the following language : This offering statement shall become qualified on the 20th calendar day follow- ing the filing of this amendment . Rule 252 ( h ) ( 2 ) , which is concerned with ...
... amendment to the offering statement that contains the following language : This offering statement shall become qualified on the 20th calendar day follow- ing the filing of this amendment . Rule 252 ( h ) ( 2 ) , which is concerned with ...
Page 6-177
... amendment to the offering statement . ' Seven copies of the amendment are filed in the same regional office as was the original offering statement . The filing of each amendment to the offering statement precipitates a new twenty - day ...
... amendment to the offering statement . ' Seven copies of the amendment are filed in the same regional office as was the original offering statement . The filing of each amendment to the offering statement precipitates a new twenty - day ...
Other editions - View all
Common terms and phrases
accredited investor Act Release adopted Advisers Act affiliated aggregate offering price amendment apply April 11 broker-dealer business development company capital cited as Release Commission Commission's corporation directors employee benefit employee benefit plan entity equity escrow Exchange Act federal filing financial statements Form 1-A hereinafter cited included income infra interest Investment Act Investment Company issued issuer Item limited partnership material ment NASAA nonaccredited investors offer or sale offering statement offeror offers and sales organized paragraph partner Preliminary Offering Circular prior Proposed Rule prospective public offering purposes qualified registered offering registration statement Regulation A exemption Regulation A offering Regulation D Release Number S.E.C. Docket sale of securities SEC No-Action Letter SEC staff Section 3(b Securities Act securities offered shares small business sold specified subparagraph supra temporary suspension order term tion total assets transactions Transfer Binder trust underwriter