Exempted Transactions Under the Securities Act of 1933, Volumes 1-5; Volume 7, Parts 1-4C. Boardman Company, 1979 - Securities |
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Results 1-3 of 48
Page 7-500
... Code R. 260.102.12 ( d ) , 1A Blue Sky L. Rep . ( CCH ) ¶ 11,780A , at 7629 . 20 Colo . Rev. Stat . § 11-51-113 ( 1 ) ( j ) , 1A Blue Sky L. Rep . ( CCH ) ¶ 13,112 , at 9115 . 21 The number of offerees is limited to twenty . Id . 22 ...
... Code R. 260.102.12 ( d ) , 1A Blue Sky L. Rep . ( CCH ) ¶ 11,780A , at 7629 . 20 Colo . Rev. Stat . § 11-51-113 ( 1 ) ( j ) , 1A Blue Sky L. Rep . ( CCH ) ¶ 13,112 , at 9115 . 21 The number of offerees is limited to twenty . Id . 22 ...
Page 7-509
... Code Ann . § 11–503.1 ( c ) , 2 Blue Sky L. Rep . ( CCH ) ¶ 30,153A , at 25,124 . 26 Issuer may be required to file any document filed with the SEC under the 1933 Act . Md . Code Ann . § 11-503.1 ( c ) ( 3 ) , 2 Blue Sky L. Rep . ( CCH ) ...
... Code Ann . § 11–503.1 ( c ) , 2 Blue Sky L. Rep . ( CCH ) ¶ 30,153A , at 25,124 . 26 Issuer may be required to file any document filed with the SEC under the 1933 Act . Md . Code Ann . § 11-503.1 ( c ) ( 3 ) , 2 Blue Sky L. Rep . ( CCH ) ...
Page 7-515
... Code R. 830 - X - 6 – .11 ( 1 ) ( a ) , 1 Blue Sky L. Rep . ( CCH ) ¶ 7471 , at 3427. See supra Appendix 7.04 . 2 Colo . Sec . Act § 11-51-308 ( 1 ) ( p ) , 1A Blue Sky L. Rep . ( CCH ) ¶ 13,112 , at 9114 . 3 Conn . Gen. Stat . § 36-490 ...
... Code R. 830 - X - 6 – .11 ( 1 ) ( a ) , 1 Blue Sky L. Rep . ( CCH ) ¶ 7471 , at 3427. See supra Appendix 7.04 . 2 Colo . Sec . Act § 11-51-308 ( 1 ) ( p ) , 1A Blue Sky L. Rep . ( CCH ) ¶ 13,112 , at 9114 . 3 Conn . Gen. Stat . § 36-490 ...
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accredited investor Act Release adopted Advisers Act affiliated aggregate offering price amendment apply April 11 broker-dealer business development company capital cited as Release Commission Commission's corporation directors employee benefit employee benefit plan entity equity escrow Exchange Act federal filing financial statements Form 1-A hereinafter cited included income infra interest Investment Act Investment Company issued issuer Item limited partnership material ment NASAA nonaccredited investors offer or sale offering statement offeror offers and sales organized paragraph partner Preliminary Offering Circular prior Proposed Rule prospective public offering purposes qualified registered offering registration statement Regulation A exemption Regulation A offering Regulation D Release Number S.E.C. Docket sale of securities SEC No-Action Letter SEC staff Section 3(b Securities Act securities offered shares small business sold specified subparagraph supra temporary suspension order term tion total assets transactions Transfer Binder trust underwriter