| United States. Securities and Exchange Commission - Securities - 1945 - 1290 pages
...by the issue and sale of the particular security is not necessary or appropriate to the economical and efficient operation of a business in which the...or distribution of the security are not reasonable ; • • • » • (6) the terms and conditions of the issue or sale of the security are detrimental... | |
| United States. Congress. Senate. Committee on Interstate Commerce - Holding companies - 1935 - 1298 pages
...geographically and economically integrated public-utility system; (4) the fees or commissions that may be paid, directly or indirectly, in connection with the issue, sale, or distribution of the security are excessive; or (5) the terms and conditions of the issue or sale of such, security are contrary to the... | |
| United States. Securities and Exchange Commission - Holding companies - 1937 - 68 pages
...provisions of section 7 of the Act) to determine whether the fees, commissions, or other remuneration to be paid directly or indirectly in connection with the issue, sale, or distribution of such securities are reasonable, or whether any term or condition of such issue or sale is detrimental... | |
| United States. Securities and Exchange Commission - Securities - 1957 - 756 pages
...by the issue and sale of the particular security is not necessary or appropriate to the economical and efficient operation of a business in which the...distribution of the security are not reasonable : (5) [Inapplicable] (6) the terms and conditions of the issue or sale of the security are detrimental to... | |
| United States. Securities and Exchange Commission - Securities - 1941 - 1124 pages
...by the issue and sale of the particular security is not necessary or appropriate to the economical and efficient operation of a business In which the...or distribution of the security are not reasonable; ******* (6) the terms and conditions of the issue or sale of the security are detrimental to the public... | |
| United States. Securities and Exchange Commission - Securities - 1941 - 1124 pages
...by tbe issue and sale of tbe particular security is not necessary or appropriate to the economical and efficient operation of a business in which the...paid, directly or Indirectly, in connection with the Issne, sale, or distribution of the security are not reasonable ; (5) In the case of a security that... | |
| United States. Securities and Exchange Commission - Securities - 436 pages
...necessary or appropriate to the economical and efficient operation of the business of the declarant; that the fees, commissions or other remuneration, to whomsoever...connection with the issue, sale or distribution of said security, are not reasonable ; or that the terms and conditions of the issue or sale of said security... | |
| United States. Securities and Exchange Commission - Securities - 1951 - 862 pages
...by the issue and sale of the particular security is not necessary or appropriate to the economical and efficient operation of a business in which the...applicant lawfully is engaged or has an interest." The issuance of these bonds by Electric had nothing to do with the operation of the company's business.... | |
| United States. Securities and Exchange Commission - Securities - 1941 - 1690 pages
...by the issue and sale of the particular security is not necessary or appropriate to the economical and efficient operation of a business in which the applicant lawfully is engaged or has an interest. It was under this section that a majority of the Commission made its adverse findings in the Conaumerx... | |
| United States. Congress. House. Committee on Appropriations - United States - 1938 - 1086 pages
...applicant is lawfully engaged; and, also, whether or not the fees, commissions, or other remunerations, to whomsoever paid, directly or indirectly, in connection with the issue, sale or distribution of the securities, are reasonable. We have to go into all of that in connection with bond issues and stocks,... | |
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