Proposed Amendments to the Securities Act of 1933 and to the Securities Exchange Act of 1934, Volume 2U.S. Government Printing Office, 1942 - Securities |
From inside the book
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Page 396
... regard for the character of the transaction involving such offering and for the public interest and the protection of such investors , policyholders , or depositors , may exempt by rules or regulations or by order . Obviously , it is ...
... regard for the character of the transaction involving such offering and for the public interest and the protection of such investors , policyholders , or depositors , may exempt by rules or regulations or by order . Obviously , it is ...
Page 397
... regards this proposal as an extension of its powers . But it is true that it does extend the requirements as to registration . There is no doubt about that . We are as strongly opposed to administrative absolutism as any group could be ...
... regards this proposal as an extension of its powers . But it is true that it does extend the requirements as to registration . There is no doubt about that . We are as strongly opposed to administrative absolutism as any group could be ...
Page 425
... regard to this was written up from the viewpoint that this special con- sideration was given this company by the Commission because of the high standing which it enjoyed that enabled it to be set apart from the general rules of the ...
... regard to this was written up from the viewpoint that this special con- sideration was given this company by the Commission because of the high standing which it enjoyed that enabled it to be set apart from the general rules of the ...
Page 437
... regard to savings banks in New Hampshire and Massachusetts . Hence tabulation for savings banks is very incomplete . Mascoma Savings Bank , Lebanon , N. H. Mason Village. AMENDMENTS TO THE SECURITIES AND EXCHANGE ACT 437.
... regard to savings banks in New Hampshire and Massachusetts . Hence tabulation for savings banks is very incomplete . Mascoma Savings Bank , Lebanon , N. H. Mason Village. AMENDMENTS TO THE SECURITIES AND EXCHANGE ACT 437.
Page 461
... regard to issues up to $ 1,000,000 , or smaller ? Mr. BOLLARD . Not to the same extent . Mr. YOUNGDAHL . Why ? Mr. BOLLARD . Because from the very nature of things , the smaller issues , relatively smaller issues , are not as seasoned ...
... regard to issues up to $ 1,000,000 , or smaller ? Mr. BOLLARD . Not to the same extent . Mr. YOUNGDAHL . Why ? Mr. BOLLARD . Because from the very nature of things , the smaller issues , relatively smaller issues , are not as seasoned ...
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Common terms and phrases
aggregate American Water amount Association bank loans BOLLARD BOREN Boston buyer capital Casualty CHAIRMAN Clarence F commercial banks Commissioner PURCELL committee corporate cost dealers depositors deposits Detroit Edison Co disclosure distribution dollars ECKER expense fact Federal Reserve System figures financing Fire Insurance FOLGER funds institutional investors insurance companies investment bankers involved issuer issues of securities liability life-insurance life-insurance companies Mass maturity MCGRANERY ment Mutual Fire Mutual Life Insurance National Bank panies participate percent policyholders present private placements private sales privately placed proposed amendment proposed section protection provisions public issues public offering publicly question REECE refunded registration statement regulation represent Savings Bank section 2 14 Securities Act Securities and Exchange securities industry securities sold sell small issues STEWART tabulation term loans tion Trust TWOMBLY underwriters United States branch WADSWORTH yield to maturity York City YOUNGDAHL
Popular passages
Page 362 - The Comptroller of the Currency, the Board of Governors of the Federal Reserve System, the Federal Deposit Insurance Corporation...
Page 391 - Any note, draft, bill of exchange or banker's acceptance which arises out of a current transaction or the proceeds of which have been or are to be used for current transactions...
Page 490 - The name of each public utility holding company, listed in subparagraph (1) of this paragraph which has registered with the Securities and Exchange Commission under the Public Utility Holding Company Act of 1935 (49 Stat.
Page 497 - In cases where financial statements filed with this commission pursuant to its rules and regulations under the securities act of 1933 or the securities exchange act of 1934...
Page 501 - dealer" means any person who engages either for all or part of his time, directly or indirectly, as agent, broker, or principal, in the business of offering, buying, selling, or otherwise dealing or trading in securities issued by another person.
Page 427 - ... (3) financing by the issue and sale of the particular security is not necessary or appropriate to the economic and efficient operation of a business in which the applicant lawfully is engaged or has an interest...
Page 393 - Board shall, as far as possible, use the reports of examinations made by the Comptroller of the Currency, the Federal Deposit Insurance Corporation, or the appropriate State bank supervisory authority for the purposes of this section.
Page 603 - Act of 1958 if it finds, having regard to the purposes of that act, that the enforcement of this act with respect to such securities is not necessary in the public interest and for the protection of investors.
Page 665 - In this connection, you are realists and want facts and I would be less than frank if I did not point out to you that American Jews vigorously repudiate any suggestion or implication that they are in exile.
Page 656 - ... by reason of the small amount involved or the limited character of the public offering...