Proposed Amendments to the Securities Act of 1933 and to the Securities Exchange Act of 1934, Volume 2U.S. Government Printing Office, 1942 - Securities |
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Page 376
... participate in any private security sales of over $ 5,000,000 . Mr. BOREN . Of over how much ? Mr. STEWART . $ 5,000,000 . I do not know whether that is a new policy of the Equitable Life Assurance Society or not . Mr. BOREN . What fact ...
... participate in any private security sales of over $ 5,000,000 . Mr. BOREN . Of over how much ? Mr. STEWART . $ 5,000,000 . I do not know whether that is a new policy of the Equitable Life Assurance Society or not . Mr. BOREN . What fact ...
Page 393
... participation therein which does not have ( i ) interest coupons , ( ii ) interchange- ability of units of one denomination for units of other denominations , ( iii ) a covenant by the obligor with a trustee under an indenture ...
... participation therein which does not have ( i ) interest coupons , ( ii ) interchange- ability of units of one denomination for units of other denominations , ( iii ) a covenant by the obligor with a trustee under an indenture ...
Page 401
... participation in private placements have found themselves in a difficult position . On account of the abnormal scarcity of securities of proper quality and yield , the companies are under great pressure to invest their policyholders ...
... participation in private placements have found themselves in a difficult position . On account of the abnormal scarcity of securities of proper quality and yield , the companies are under great pressure to invest their policyholders ...
Page 420
... participate in the deal , American Telephone & Telegraph Co. executives decided that no institution which had an interlocking directorship situation with respect to the Bell System would be permitted to participate . For this reason ...
... participate in the deal , American Telephone & Telegraph Co. executives decided that no institution which had an interlocking directorship situation with respect to the Bell System would be permitted to participate . For this reason ...
Page 431
... participate in these private placements . In response to this interest I wish to present to you information which I believe plainly and unmistakably shows that this effect has been extremely damaging and widespread on numerous , and ...
... participate in these private placements . In response to this interest I wish to present to you information which I believe plainly and unmistakably shows that this effect has been extremely damaging and widespread on numerous , and ...
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Common terms and phrases
aggregate American Water amount Association bank loans BOLLARD BOREN Boston buyer capital Casualty CHAIRMAN Clarence F commercial banks Commissioner PURCELL committee corporate cost dealers depositors deposits Detroit Edison Co disclosure distribution dollars ECKER expense fact Federal Reserve System figures financing Fire Insurance FOLGER funds institutional investors insurance companies investment bankers involved issuer issues of securities liability life-insurance life-insurance companies Mass maturity MCGRANERY ment Mutual Fire Mutual Life Insurance National Bank panies participate percent policyholders present private placements private sales privately placed proposed amendment proposed section protection provisions public issues public offering publicly question REECE refunded registration statement regulation represent Savings Bank section 2 14 Securities Act Securities and Exchange securities industry securities sold sell small issues STEWART tabulation term loans tion Trust TWOMBLY underwriters United States branch WADSWORTH yield to maturity York City YOUNGDAHL
Popular passages
Page 362 - The Comptroller of the Currency, the Board of Governors of the Federal Reserve System, the Federal Deposit Insurance Corporation...
Page 391 - Any note, draft, bill of exchange or banker's acceptance which arises out of a current transaction or the proceeds of which have been or are to be used for current transactions...
Page 490 - The name of each public utility holding company, listed in subparagraph (1) of this paragraph which has registered with the Securities and Exchange Commission under the Public Utility Holding Company Act of 1935 (49 Stat.
Page 497 - In cases where financial statements filed with this commission pursuant to its rules and regulations under the securities act of 1933 or the securities exchange act of 1934...
Page 501 - dealer" means any person who engages either for all or part of his time, directly or indirectly, as agent, broker, or principal, in the business of offering, buying, selling, or otherwise dealing or trading in securities issued by another person.
Page 427 - ... (3) financing by the issue and sale of the particular security is not necessary or appropriate to the economic and efficient operation of a business in which the applicant lawfully is engaged or has an interest...
Page 393 - Board shall, as far as possible, use the reports of examinations made by the Comptroller of the Currency, the Federal Deposit Insurance Corporation, or the appropriate State bank supervisory authority for the purposes of this section.
Page 603 - Act of 1958 if it finds, having regard to the purposes of that act, that the enforcement of this act with respect to such securities is not necessary in the public interest and for the protection of investors.
Page 665 - In this connection, you are realists and want facts and I would be less than frank if I did not point out to you that American Jews vigorously repudiate any suggestion or implication that they are in exile.
Page 656 - ... by reason of the small amount involved or the limited character of the public offering...