Proposed Amendments to the Securities Act of 1933 and to the Securities Exchange Act of 1934, Volume 2
U.S. Government Printing Office, 1942 - Securities
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additional aggregate amendment American amount appears Association believe BOLLARD bonds BOREN buyers capital CHAIRMAN Commission committee concerned corporate cost course dealers direct discussion distribution effect Exchange Commission exemption expense fact Federal figures financing Fire Insurance follows funds give included increase indicated industry institutions Insurance Co insurance companies interest investment bankers investors involved issuer issues less loans Mass matter maturity means ment Mutual obtain offering operation participate percent period placed possible practice present private placements probably proposed protection provisions public offering publicly purchasers question reason record REECE referred registration regulation represent Savings Bank section 2 14 Securities Act Securities and Exchange sell shows situation smaller sold STEWART suggested tabulation term tion transactions true Trust underwriters United utility WADSWORTH York City YOUNGDAHL
Page 362 - The Comptroller of the Currency, the Board of Governors of the Federal Reserve System, the Federal Deposit Insurance Corporation...
Page 490 - The name of each public utility holding company, listed in subparagraph (1) of this paragraph which has registered with the Securities and Exchange Commission under the Public Utility Holding Company Act of 1935 (49 Stat.
Page 497 - In cases where financial statements filed with this commission pursuant to its rules and regulations under the securities act of 1933 or the securities exchange act of 1934...
Page 501 - dealer" means any person who engages either for all or part of his time, directly or indirectly, as agent, broker, or principal, in the business of offering, buying, selling, or otherwise dealing or trading in securities issued by another person.
Page 427 - ... (3) financing by the issue and sale of the particular security is not necessary or appropriate to the economic and efficient operation of a business in which the applicant lawfully is engaged or has an interest...
Page 393 - Board shall, as far as possible, use the reports of examinations made by the Comptroller of the Currency, the Federal Deposit Insurance Corporation, or the appropriate State bank supervisory authority for the purposes of this section.
Page 603 - Act of 1958 if it finds, having regard to the purposes of that act, that the enforcement of this act with respect to such securities is not necessary in the public interest and for the protection of investors.
Page 665 - In this connection, you are realists and want facts and I would be less than frank if I did not point out to you that American Jews vigorously repudiate any suggestion or implication that they are in exile.