Code of Federal Regulations: Containing a Codification of Documents of General Applicability and Future Effect as of December 31, 1948, with Ancillaries and IndexDivision of the Federal Register, the National Archives, 1999 - Administrative law Special edition of the Federal Register, containing a codification of documents of general applicability and future effect ... with ancillaries. |
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Page 11
... deposit . If any margin call is not met in full within the required time , the creditor shall liquidate securities ... deposited into the ac- count for a transaction on the same or a previous day ; or ( ii ) The withdrawal , together ...
... deposit . If any margin call is not met in full within the required time , the creditor shall liquidate securities ... deposited into the ac- count for a transaction on the same or a previous day ; or ( ii ) The withdrawal , together ...
Page 15
... deposit of securi- ties with an option or futures clearing agency for the purpose of meeting the deposit requirements of the agency if : ( 1 ) The clearing agency : ( i ) Issues , guarantees performance on , or clears transactions in ...
... deposit of securi- ties with an option or futures clearing agency for the purpose of meeting the deposit requirements of the agency if : ( 1 ) The clearing agency : ( i ) Issues , guarantees performance on , or clears transactions in ...
Page 18
... deposit of cash against the bor- rowed securities must be " bona fide . ” This requirement naturally cannot be spelled out in detail , but it requires at least that the purpose of the broker in making the deposit should be to obtain the ...
... deposit of cash against the bor- rowed securities must be " bona fide . ” This requirement naturally cannot be spelled out in detail , but it requires at least that the purpose of the broker in making the deposit should be to obtain the ...
Page 23
... deposit the sale proceeds prior to presentment of his own check to the drawee bank . Thus , when a customer undertakes to pay for a purchase by check , that check does not constitute payment for the purchase , within the language and ...
... deposit the sale proceeds prior to presentment of his own check to the drawee bank . Thus , when a customer undertakes to pay for a purchase by check , that check does not constitute payment for the purchase , within the language and ...
Page 27
... deposit , which is in- cluded in his general account . ( e ) In order to prevent the deposit from being available against other margin purchases , and in effect count- ed twice , § 220.3 ( d ) ( 5 ) requires that in computing the ...
... deposit , which is in- cluded in his general account . ( e ) In order to prevent the deposit from being available against other margin purchases , and in effect count- ed twice , § 220.3 ( d ) ( 5 ) requires that in computing the ...
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Common terms and phrases
activities amount financed ance annual percentage rate annual percentage yield appendix apply assets available for withdrawal bank holding company bank's banking day billing cycle Board broker business day capital card issuer cash cluded collateral consumer consumer's credit card creditor debt deposit depositary bank determined disclosed disclosures required equity example exemption extended extension of credit fees finance charge forward collection funds imposed indorsement institution interest rate investment limit loan margin stock ment mortgage nance nonlocal checks notice obligation open-end credit option pany paragraph payable paying bank payment percent periodic rate periodic statement principal dwelling prior purchase purposes quired received Regulation CC rescission returned check returning bank reverse mortgage risk routing number rules schedule security interest specific subpart subsidiary sumer term Tier Tier 1 capital tion trans unit-period variable-rate
Popular passages
Page 382 - Federal agency" means any department, agency, corporation, or other entity or instrumentality of the executive branch of the Federal Government, including the United States Postal Service, the Federal National Mortgage Association, and the Federal Home Loan Mortgage Corporation. (6) The term "Federal building...
Page 80 - Board after due notice and opportunity for hearing has determined (by order or regulation) to be so closely related to banking or managing or controlling banks as to be a proper incident thereto.
Page 56 - Control" means the power to exercise a controlling influence over the management or policies of a company, unless such power is solely the result of an official position with such company.
Page 542 - Midnight deadline" with respect to a bank is midnight on its next banking day following the banking day on which it receives the relevant item or notice or from which the time for taking action commences to run, whichever is later; (i) "Properly payable...
Page 82 - ... proper incident to banking or managing or controlling banks the Board shall consider whether its performance by an affiliate of a holding company can reasonably be expected to produce benefits to the public, such as greater convenience, increased competition, or gains in efficiency, that outweigh possible adverse effects, such as undue concentration of resources, decreased or unfair competition, conflicts of interests, or unsound banking practices.
Page 30 - It shall be unlawful for any member of a national securities exchange or any broker or dealer who transacts a business in securities through the medium of any such member, directly or indirectly to extend or maintain credit or arrange for the extension or maintenance of credit to or for any customer...
Page 139 - ... any company with respect to the management or policies of which such bank holding company has the power, directly or indirectly, to exercise a controlling influence, as determined by the Board, after notice and opportunity for hearing. (e) The term "successor...
Page 192 - legal holiday" includes New Year's Day, Washington's Birthday, Memorial Day, Independence Day, Labor Day, Columbus Day, Veterans Day, Thanksgiving Day, Christmas Day, and any other day appointed as a holiday by the President or the Congress of the United States, or by the state in which the district court is held.
Page 460 - ... (1) twice the amount of the finance charge in connection with the transaction, except that the liability under this paragraph shall not be less than $100 nor greater than $1,000; and (2) in the case of any successful action to enforce the foregoing liability, the costs of the action together with a reasonable attorney's fee as determined by the court.
Page 468 - Commission, notwithstanding that such rule, regulation, or order may, after such act or omission, be amended or rescinded or be determined by judicial or other authority to be invalid for any reason.