U.S. Regulation of Hedge FundsThis authoritative resource surveys federal securities laws and rules applicable to the organization, capitalization and operations of private U.S. domestic investment partnerships that invest and trade mainly in the public securities markets. Includes a detailed index. |
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... Allocation Practices Chapter 15 Fees and Special Profit Allocations ....... Chapter 16 Tax Considerations ...... Chapter 17 Performance Advertising . Index ... About the Authors ...... 317 327 339 ..... 379 389 407 Contents $ 1.2 § 1.3 ...
... Allocation Practices Chapter 15 Fees and Special Profit Allocations ....... Chapter 16 Tax Considerations ...... Chapter 17 Performance Advertising . Index ... About the Authors ...... 317 327 339 ..... 379 389 407 Contents $ 1.2 § 1.3 ...
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... Allocations 327 § 15.1 Management Fee ..... .327 § 15.2 Performance Fees and Allocations .... .... 328 1 . Implications of Performance Fee versus Allocation .................. 328 2 . Features ..... 329 3 . Rules .......... 331 § 15.3 ...
... Allocations 327 § 15.1 Management Fee ..... .327 § 15.2 Performance Fees and Allocations .... .... 328 1 . Implications of Performance Fee versus Allocation .................. 328 2 . Features ..... 329 3 . Rules .......... 331 § 15.3 ...
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... Allocations versus Layering .... ...... 350 13. Unrelated Business Taxable Income ........ 351 14. Marking to Market .... 352 § 16.4 Withdrawals .............. .... 353 1 . Distribution of Cash ......... .... 353 2 . Distribution of ...
... Allocations versus Layering .... ...... 350 13. Unrelated Business Taxable Income ........ 351 14. Marking to Market .... 352 § 16.4 Withdrawals .............. .... 353 1 . Distribution of Cash ......... .... 353 2 . Distribution of ...
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Contents
Table of Contents | 1 |
Investment Adviser Registration and Regulation | 9 |
Chapter | 13 |
Exclusions from Investment Company Act Requirements | 61 |
Chapter 4 | 87 |
Private Offerings | 111 |
Disclosure Obligations | 143 |
Chapter 7 | 183 |
Chapter 12 | 267 |
Trading Activities and Reporting | 273 |
Chapter 14 | 317 |
Fees and Special Profit Allocations | 327 |
Chapter 16 | 331 |
Tax Considerations | 339 |
Chapter 17 | 379 |
389 | |
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Common terms and phrases
1956 Uniform Securities 2002 Uniform Securities accredited investors advertisement Advisers Act Release Advisers Act Rule advisory affiliate allocation apply assets beneficial owner Blue Sky Law broker broker-dealer C.ER C.FR CEA Reg CEA Rule CFTC client commodity interests commodity pool Company Act Rule comply Corp corporation CPO or CTA disclose disclosure document employee ERISA Exchange Act Rule Exchange Act section Form ADV Form N-1A Item income infra Investing Entity investment adviser's investment company issuer limited liability company limited partner limited partnership NASD non-U.S. investors offerees offshore hedge fund participants percent performance fee pool private offering Qualified Purchaser registration requirements Regulation D Rule SEC No-Action Letter SEC staff SEC-registered investment adviser Securities Act section selling shares short sale Sky Law Rptr solicitation statement supra Tax Code section trading U.S. hedge fund U.S. person Uniform Securities Act