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" No officer, director, or employee of any corporation or unincorporated association, no partner or employee of any partnership, and no individual, primarily engaged in the issue, flotation, underwriting, public sale, or distribution, at wholesale or retail,... "
The Code of Federal Regulations of the United States of America - Page 483
1973
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Banking Act of 1935: Hearings Before a Subcommittee of the Committee on ...

United States. Congress. Senate. Committee on Banking and Currency. Subcommittee on Monetary Policy, Banking, and Deposit Insurance - Banks and banking - 1935 - 1038 pages
...1936. section 32 of the Banking Act of 1933, as amended, is amended to read as follows : " SEC. 32. No officer, director, or employee of any corporation...stocks, bonds, or other similar securities, shall serve at the same time as an officer, director, or employee of any member bank except in limited classes...
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Banking Act of 1935

United States. Congress. Senate. Committee on Banking and Currency - Banking law - 1935 - 1050 pages
...to read as follows : " SEC. 32. No officer, director, or employee of any corporation or unincorpoled association, no partner or employee of any partnership,...stocks, bonds, or other similar securities, shall serve at the same time as an officer, director, or employee of any member bank except hi limited classes...
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Banking Act of 1935: Hearings Before a Subcommittee of the Committee on ...

United States. Congress. Senate. Committee on Banking and Currency - Banking law - 1935 - 368 pages
...January 1, 1936. section 32 of the Banking Act of 1933, as amended, is amended to read as follows : primarily engaged in the issue, flotation, underwriting,...stocks, bonds, or other similar securities, shall serve at the same time as an officer, director, or employee of any member bank except in limited classes...
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The Code of Federal Regulations of the United States of America

Administrative law - 1995 - 456 pages
...Reserve System and as a partner in a New York City brokerage firm ("Partnership") having a corporation affiliate ("Corporation") engaged in business of the...director, or employee of any member bank * * *. (c) From the information submitted it appears that Partnership, a member firm of the New York Stock Exchange,...
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Code of Federal Regulations: Containing a Codification of Documents of ...

Administrative law - 1979 - 1462 pages
...Reserve System and as a partner in a New York City brokerage firm ("Partnership") having a corporation affiliate ("Corporation") engaged in business of the...director, or employee of any member bank * * •". (c) From the information submitted it appears that Partnership, a member firm of the New York Stock Exchange,...
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Code of Federal Regulations: Containing a Codification of Documents of ...

Administrative law - 1984 - 1238 pages
...engaged in business of the kinds described in section 32 ("section 32 business"). 33-031 O— 84 30 455 (b) Section 32, subject to an exception not applicable...director, or employee of any member bank * * •". (c) From the information submitted it appears that Partnership, a member firm of the New York Stock Exchange,...
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The Code of Federal Regulations of the United States of America

Administrative law - 1970 - 540 pages
...but underwriting has accounted for no more than one-half of 1 percent of that amount. (c) Section 32 provides that "No officer, director, or employee of...other similar securities, shall serve the same time (sic) as an officer, director, or employee of any member bank * * *" (d) In interpreting this language,...
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The Code of Federal Regulations of the United States of America

Administrative law - 1985 - 974 pages
...but underwriting has accounted for no more than one-half of 1 percent of that amount. (c) Section 32 provides that "No officer, director, or employee of...other similar securities, shall serve the same time (sic) as an officer, director, or employee of any member bank * * •" (d) In interpreting this language,...
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Code of Federal Regulations: Containing a Codification of Documents of ...

Administrative law - 1996 - 474 pages
...accordance with the changing values of a portfolio of securities. (b) Section 32 provides in relevant part that: No officer, director, or employee of any corporation...stocks, bonds, or other similar securities, shall serve [at] the same time as an officer, director, or employee of any member bank * * *. (c) For many years,...
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Code of Federal Regulations: Containing a Codification of Documents of ...

Administrative law - 1971 - 600 pages
...the current value of his units. (i) Section 32 of the Banking Act of 1933 provides in relevant part that: "No officer, director, or employee of any corporation...stocks, bonds, or other similar securities, shall serve tatl the same time as an officer, director, or employee of any member bank * * *." ( j ) The Board...
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