Page images
PDF
EPUB

Figure 11

Introduction

Equal employment opportunity (EEO) and affirmative
action in State and local government have been mandated,
defined, regulated or directed by numerous legal authori-
ties such as statutes, regulations, guidelines, and execu-
tive orders. Typical of these authorities are:

-Section 1 of the Fourteenth Amendment to the U.S.
Constitution

-Title VI of the Civil Rights Act of 1964

-Title VII of the Civil Rights Act of 1964, as amended
by the Equal Employment Opportunity Act of 1972
-Standards for a Merit System of Personnel Adminis-
tration, 45 CFR 70

-Executive Order 11246, as amended by Executive
Order 11375

-Revised Order No. 4, 41 CFR 60-2.10

-Rehabilitation Act of 1973, P.L. 93-112

-Age Discrimination in Employment Act of 1967, P.L.
90-202

-March 23, 1973, Interagency Agreement clarifying
national policy relating to equality of employment
opportunity with regard to race, color, religion, sex
or national origin in State and local governments.
The Interagency Agreement was developed jointly
by the Equal Employment Opportunity Commission,
the Department of Justice, the U.S. Civil Service
Commission and the Department of Labor's Office of
Federal Contract Compliance. The Federal EEO
Coordinating Council, established by the Equal
Employment Opportunity Act of 1972, has reviewed
and approved the Agreement, thereby adopting it as
uniform policy to be followed by all Federal
agencies. The distinction between proper goals and
timetables and impermissible quotas and preference
is addressed in the Agreement.

The complete text of the March 23, 1973, Interagency
Agreement and the texts of the applicable sections from
the above-mentioned statutes, regulations and executive
orders are included in either the Federal Contractors
Section or the Reference Section of these Guidelines. The
foregoing list should not be considered as all-inclusive.
In addition, some statutes, regulations and executive
orders contain provisions for sanctions against employ-
ers, grantees and contractors not complying with specific
requirements. Employers who are Federal contractors
subject to Executive Order 11246, as amended, and
Revised Order No. 4, should refer to the Federal
Contractors Section of these Guidelines and insure that
their affirmative action plans are in compliance with the
material presented therein.

77

78

A strong statement of applicability of Title VI should come from the Justice Department. In the published Regulations of Jaunuary, 1977, the applicability of Title VI to employment remained ambiguous. As shown in Figure 12, Title 28 CFR Part 42 refers to "Nondiscrimination: Equal Employment Opportunity: Policies and Procedures." Sub-Part F, in part defines covered employment:

(f) "Covered employment" means employemnt practices covered by Title VI. Such practices are those which (1) Exist in a program where a primary objective of the federal financial assistance is to provide employment, or (2) Cause discrimination on the basis of race, color or national origin with respect to beneficiaries or potential beneficiaries of the assisted program.

Section 42.404 (a) refers to employment again.

The guidelines shall describe the nature of Title VI coverage, methods of enforcement, examples of prohibited practices in the context of the particular type of program, required or suggested remedial action, and the action, and the nature of requirements relating to covered employment, data collection, complaints and public information.

In comments to the Justice Department on the regulations the Commission on Civil Rights pointed out the possibility for confusion.

This Commission [on Civil Rights] has previously taken note of the fact that many Federal departments and agencies have misdirected the bulk of their civil rights activities under Title VI into employment, to the derogation of responsibility in dealing with discriminatory delivery of services. We believe that the inclusion of these rules in an employment section may further the confusion of departments and agencies as to their primary Title VI functions and duties. We recommend, therefore, that the title of part 42 be changed to read "Nondiscrimination; Equal Opportunity; Policies and Procedures.

The Department of Transportation, also in response to the proposed regulation, apparently did not interpret the proposed regulations correctly when it commented:

The Title VI impact on employment practices of recipients was not treated in any detail in the proposal. Due to varied interpretations of covered employment practices (e.g., of Title VI implications

Figure 12

Title 28

Judicial Administration

Chapter 1

Department of Justice (Order No. 670-76)

Part 42

Nondiscrimination:

Equal Employment Opportunity:

Policies and Procedures

COORDINATION OF
ENFORCEMENT

OF NONDISCRIMINATION IN
FEDERALLY ASSISTED
PROGRAMS

UNITED STATES DEPARTMENT OF JUSTICE

CIVIL RIGHTS DIVISION

Federal Programs Section
WASHINGTON, D.C. 20530

80

of employment practices which affect delivery of benefits and services) the employment section should be expanded.

The Justice Department has taken steps to insure that agencies do not require unnecessary reporting under Title VI. This has been in the form of reviewing regulations pepared by agencies and negotiating agreements concerning information to be collected. Department of Justice coordinators have prepared a checklist to monitor individual agencies' implementation of the new regulations. Further, in Title 28 of the Federal Regulations, reference to Title VI will read "Coordination of Enforcement in Federally Assisted Programs."

To insure that no unnecessary or duplicative requirements are incurred under Title VI, the Attorney General should delineate specifically the authority for EEO reporting under Title VI.

Recommendation No. 15

The Attorney General should issue a memorandum to agencies stating those programs authorized to collect EEO data under Title VI so that Federal regional offices do not mis-interpret the law and policy.

Recommendation No. 16

The memorandum of the Attorney General should be published in the Federal Register with a notice to States that when they are required to submit EEO data under other Title VI programs they should notify the Department of Justice.

Regional Uniform Guidelines

Due to a growing awareness of the difficulties States and localities had in attempting to comply with several Federal agencies' diverse requirements for affirmative action plans, the Civil Service Commission and Federal Regional Councils in Philadelphia (Region III), Atlanta (Region IV), and Dallas (Region VI), have formulated Regional Uniform Guidelines for Affirmative Action Plans.4

Guidelines were developed to standardize requirements
for recruitment; employee availability; selection, appoint-
ment and placement; training; EEO program evaluation;
job structuring and upward mobility; and plan develop-
ment, communication and administration.

In Philadelphia an ad hoc task force on intergovernmental
EEO requirements was established. Out of this task force

4 From Region III AAP Uniform Guideline Background material sent by
David J. Wynne, Acting Chief, Intergovernmental Personnel Pro-
grams Division (CSC) Region III

came the uniform AAP guidelines. The task force's concern for State and local EEO reporting is illustrated in its projected results:

• Development and maintenance of effective working relationships with EEO officials responsible directly to State and local chief executives;

• Solicitation and serious consideration of State and local views on EEO;

• Development of increased capability, especially by central EEO coordinators, in implementing and maintaining sound EEO programs within State and local governments;

• Assurance of effective State and local EEO activities by eliminating any apparent Federal contradictions;

• Development of sound peer relationships among State and local EEO officials and promotion of expertise through exchange of information.

In a letter to our Commission, the Southwest Federal Regional Council (SWFRC) said:

You may be aware of this Council's pioneering efforts in the area of Equal Employment Opportunity Guidelines. With the assistance of the Civil Service Commission, the SWFRC has met the challenge of eliminating duplicative EEO information requirements by means of Uniform Interagency Guidelines for EEO Affirmative Action Plans. In addition to receiving widespread acclaim from State and local governments for helping to reduce and eliminate unnecessary paperwork and effort, the Guidelines have served to stimulate the development and effective utilization of EEO Affirmative Action Plans by units of government throughout this Region. In addition to this letter, the Southwest Region Civil Service Commission provided a brief narrative describing the guidelines. This narrative follows.

Development of the "Uniform Interagency Guidelines for EEO Affirmative Action Plans" Under the "Standards for a Merit System of Personnel Administration," as revised in March 1971, 23 Federal programs, including 11 administered by the Department of Health, Education, and Welfare's (DHEW) Social and Rehabilitation Service (SRS), have a statutory or regulatory requirement to develop and implement Affirmative Action Plans (AAP's) for Equal Employment Opportunity (EEO).

« PreviousContinue »