Hidden fields
Books Books
" If it appears to the Commission at any time that the registration statement includes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading... "
Regulation of Sale of Securities: Hearing[s] Before a Subcommittee of the ... - Page 200
by United States. Congress. Senate. Committee on Banking and Currency, United States. Congress. Senate. Committee on Banking and Currency. Subcommittee on Securities and Exchange - 1937 - 214 pages
Full view - About this book

Annual Report of the SEC.

United States. Securities and Exchange Commission - Securities - 1963 - 1134 pages
...appears to the Commission at any time that a registration statement contains an untrue statement of a material fact or omits to state any material fact required to be stated Registration statements: Filed Prior to July 1, 1963 July 1, 1963 to June 30, 1964 Total June 30. 1964...
Full view - About this book

United States Reports: Cases Adjudged in the Supreme Court, Volume 298

United States. Supreme Court - Law reports, digests, etc - 1936 - 1044 pages
...hereinafter provided, . . . "(d) If it appears to the Commission at any time that the registration statement includes any untrue statement of a material fact or omits to state any material fact 1 Opinion of the Court. required to be stated therein or necessary to make the statements therein not...
Full view - About this book

Report on the Study and Investigation of the Work, Activities ..., Volumes 6-8

United States. Securities and Exchange Commission - Securities - 1936 - 1320 pages
...registration •Utement If the Commission finds that such statement "Includes any untrue statements of a material fact or omits to state any material fact required to be stated therein or necessary to make tbe statements therein not misleading.") On November 4 and 6 intensive amendments...
Full view - About this book

To Amend the Securities Act of 1933. Solicitation of Proxies, Etc., in ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 pages
...declaration is effective, if it finds that — (1) Such declaration or the prospectus filed therewith includes any untrue statement of a material fact or...state any material fact required to be stated therein or necessary to make the statements therein not misleading; (2) Any fact exists, a finding as to the...
Full view - About this book

To Amend the Securities Act of 1933: Solicitation of Proxies, Etc., in ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - Securities - 1937 - 580 pages
...declaration is effective, if it finds that — (1) Such declaration or the prospectus filed therewith includes any untrue statement of a material fact or...state any material fact required to be stated therein or necessary to make the statements therein not misleading; (2) Any fact exists, a finding as to the...
Full view - About this book

Conservator in Bankruptcy: Hearing Before the Committee on the Judiciary ...

United States. Congress. House. Committee on the Judiciary - Bankruptcy - 1937 - 226 pages
...required to be sent, :given, or furnished under subsection (a) (3), makes any untrue statement •of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading, shall upon conviction be fined not more...
Full view - About this book

Legislative Calendar, Volume 53, Part 2

United States. Congress. Senate. Committee on Finance - United States - 1939 - 1104 pages
...provisions of this title or any rule, regulation, or order thereunder, makes any untrue statement or a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading, shall upon conviction be fined not more...
Full view - About this book

Decisions and Reports, Volume 39

United States. Securities and Exchange Commission - Securities - 1962 - 1022 pages
...provides In pertinent part : "If It appears to the Commission at any time that the registration statement Includes any untrue statement of a material fact or...state any material fact required to be stated therein or necessary to make the statements therein not misleading, the Commission may . . . Issue a stop order...
Full view - About this book

Decisions and Reports

United States. Securities and Exchange Commission - Securities - 1958 - 1232 pages
...'Section 8 (rt) provides: "If it appears to the Commission at any time that the registration statement includes any untrue statement of a material fact or omits to state any material fact required to he stated therein or necessary to make the statements therein not misleading, the Commission may, after...
Full view - About this book

Trust Indentures. Hearings Before a Subcommittee ... on H.R. 10292 ... April ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1938 - 98 pages
...provisions of this Act or any rule, regulation, or order thereunder, makes any untrue statement of a material fact or omits to state any material fact required to be stated therein or neoe.-a£ry to make the statements therein not misleading, shall upon conviction be fired not more...
Full view - About this book




  1. My library
  2. Help
  3. Advanced Book Search
  4. Download EPUB
  5. Download PDF