If it appears to the Commission at any time that the registration statement includes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading... Regulation of Sale of Securities: Hearing[s] Before a Subcommittee of the ... - Page 200by United States. Congress. Senate. Committee on Banking and Currency, United States. Congress. Senate. Committee on Banking and Currency. Subcommittee on Securities and Exchange - 1937 - 214 pagesFull view - About this book
| United States. Securities and Exchange Commission - Securities - 1963 - 1134 pages
...appears to the Commission at any time that a registration statement contains an untrue statement of a material fact or omits to state any material fact required to be stated Registration statements: Filed Prior to July 1, 1963 July 1, 1963 to June 30, 1964 Total June 30. 1964... | |
| United States. Supreme Court - Law reports, digests, etc - 1936 - 1044 pages
...hereinafter provided, . . . "(d) If it appears to the Commission at any time that the registration statement includes any untrue statement of a material fact or omits to state any material fact 1 Opinion of the Court. required to be stated therein or necessary to make the statements therein not... | |
| United States. Securities and Exchange Commission - Securities - 1936 - 1320 pages
...registration •Utement If the Commission finds that such statement "Includes any untrue statements of a material fact or omits to state any material fact required to be stated therein or necessary to make tbe statements therein not misleading.") On November 4 and 6 intensive amendments... | |
| United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 pages
...declaration is effective, if it finds that — (1) Such declaration or the prospectus filed therewith includes any untrue statement of a material fact or...state any material fact required to be stated therein or necessary to make the statements therein not misleading; (2) Any fact exists, a finding as to the... | |
| United States. Congress. House. Committee on the Judiciary - Bankruptcy - 1937 - 226 pages
...required to be sent, :given, or furnished under subsection (a) (3), makes any untrue statement •of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading, shall upon conviction be fined not more... | |
| United States. Congress. Senate. Committee on Finance - United States - 1939 - 1104 pages
...provisions of this title or any rule, regulation, or order thereunder, makes any untrue statement or a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading, shall upon conviction be fined not more... | |
| United States. Securities and Exchange Commission - Securities - 1962 - 1022 pages
...provides In pertinent part : "If It appears to the Commission at any time that the registration statement Includes any untrue statement of a material fact or...state any material fact required to be stated therein or necessary to make the statements therein not misleading, the Commission may . . . Issue a stop order... | |
| United States. Securities and Exchange Commission - Securities - 1958 - 1232 pages
...'Section 8 (rt) provides: "If it appears to the Commission at any time that the registration statement includes any untrue statement of a material fact or omits to state any material fact required to he stated therein or necessary to make the statements therein not misleading, the Commission may, after... | |
| United States. Congress. House. Committee on Interstate and Foreign Commerce - 1938 - 98 pages
...provisions of this Act or any rule, regulation, or order thereunder, makes any untrue statement of a material fact or omits to state any material fact required to be stated therein or neoe.-a£ry to make the statements therein not misleading, shall upon conviction be fired not more... | |
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