Securities Transfer: Principles and ProceduresDiscusses bonds and stock certificates, types of legal entities estates, joint ownership, taxation, transfer services and special types of transfer. |
From inside the book
Results 1-3 of 59
Page 144
... received at noon on that day . Items received after noon on a business day or received on a non - business day are considered received at noon on the next business day . b . Transfer agents acting as outside registrars must process at ...
... received at noon on that day . Items received after noon on a business day or received on a non - business day are considered received at noon on the next business day . b . Transfer agents acting as outside registrars must process at ...
Page 177
... received for transfer during a month . For the purpos- es of this paragraph , items received at or before noon on a business day shall be deemed to have been received at noon on that day , and items received after noon on a business day or ...
... received for transfer during a month . For the purpos- es of this paragraph , items received at or before noon on a business day shall be deemed to have been received at noon on that day , and items received after noon on a business day or ...
Page 180
... received ; if received , whether it has been transferred ; if received and not transferred , the reason for the delay and what additional matter , if any , is necessary before transfer may be effected ; and , if received and transferred ...
... received ; if received , whether it has been transferred ; if received and not transferred , the reason for the delay and what additional matter , if any , is necessary before transfer may be effected ; and , if received and transferred ...
Other editions - View all
Common terms and phrases
assignment authorized bank bearer bonds broker business day certified copy Clearing Corporation contract convertible securities coupon coupon bond court order CUSIP number Cust for Mary custodial property custodian bank Debenture decedent delivered deposit ticket designated dividend documents donor DTC's effect eligible endorsement executed executor fiduciary fifth business filed FRBNY Gifts to Minors guardian HOUSEHOLD FINANCE CORPORATION Indenture Inheritance Tax instructions instrument interest issue issuer John Brown joint tenants legal representative listed Mary Brown Mary Doe Minors Act Name of Enacting nominee notice officer ownership participant participant's person pledge power of attorney power of substitution procedures purchaser pursuant receipt received record date redemption registered transfer agent registrar rule Section settlement shares statutes stockholder subsection successor custodian Tenants in common tenants with right tion trade date transactions transferor Transfers to Minors trust company UGMA John Doe Uniform Gifts Uniform Transfers Vital Records withdrawal York York Stock Exchange