| United States. Securities and Exchange Commission - Securities - 1945 - 1290 pages
...used In this paragraph the term "issuer" shall include. In addition to an Issuer, any person directly or Indirectly controlling or controlled by the Issuer,...direct or indirect common control with the issuer. a Section 5 (a) provides : Unless a registration statement is In effect as to a security, It shall... | |
| California. District Courts of Appeal - Law reports, digests, etc - 1913 - 990 pages
...provisions of this act." The plaintiff's claim for damages in the present case, however, is founded upon the provisions of section 20 of the Interstate Commerce Act, as amended June 29, 1906, by an act of Congress known as the Hepburn Bill, which provides, "That any common carrier,... | |
| Law reports, digests, etc - 1913 - 1228 pages
...provisions of this act." The plaintiff's claim for damages In the present case, however, Is founded upon the provisions of section 20 of the Interstate commerce act, as amended June 29, 1906, by •an act of Congress known as the Hepburn bill, which provides: "That any common... | |
| United States. Congress. Senate. Committee on Banking and Currency - Investment banking - 1934 - 1008 pages
...accounts of any person ilirectly or indirectly controlling or controlled by the lustier, or any JKTSOII under direct or indirect .common control with the...amended, the rules and regulations of the Commission with rfspect to accounts shall not be inconsistent with the requirements imposed liy the Interstate Commerce... | |
| United States. Congress. Senate. Interstate and Foreign Commerce Committee - 1934 - 972 pages
...in this paragraph (t) the term "issuer" shall include, in addition to an issuer, any person directly or indirectly controlling or controlled by the issuer,...direct or indirect common control with the issuer. (j) The term "new security" shall mean any security included in a new issue of securities. (k) The... | |
| United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 984 pages
...desirable, of separate and/or consolidated balance sheets or income accounts of any person directly or indirectly controlling or controlled by the issuer, or any person under direct or indirttt common control with the issuer ; but insofar as the accounts relate to any person whose accounting... | |
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