Hidden fields
Books Books
" As used in this paragraph the term "issuer" shall include, in addition to an issuer, any person directly or indirectly controlling or controlled by the issuer, or any person under direct or indirect common control with the issuer. "
Hearings, Reports and Prints of the Senate Committee on Banking and Currency - Page 6431
by United States. Congress. Senate. Committee on Banking and Currency - 1984
Full view - About this book

Decisions and Reports, Volume 11

United States. Securities and Exchange Commission - Securities - 1945 - 1290 pages
...used In this paragraph the term "issuer" shall include. In addition to an Issuer, any person directly or Indirectly controlling or controlled by the Issuer,...direct or indirect common control with the issuer. a Section 5 (a) provides : Unless a registration statement is In effect as to a security, It shall...
Full view - About this book

Reports of Cases Heard and Determined in the Appellate Division ..., Volume 129

New York (State). Supreme Court. Appellate Division - Law reports, digests, etc - 1909 - 1086 pages
...a loss caused while the goods were in the custody of the other. The appellants invoke in their aid the provisions of section 20 of the Interstate Commerce Act, as amended June, 1906, providing that : " Any common carrier, railroad or transportation company receivApp. Div.]...
Full view - About this book

Reports of Cases Decided in the Court of Appeals of the State of ..., Volume 199

New York (State). Court of Appeals, George Franklin Comstock, Henry Rogers Selden, Francis Kernan, Hiram Edward Sickels - Law reports, digests, etc - 1911 - 706 pages
...Fed. Rep. 376; 312 US 579; A. Express Co. v. U. 8., 212 US 522.) William D. Guthrie for respondent. The provisions of section 20 of the Interstate Commerce Act as amended were not intended to affect the existing law as to the liability of a carrier for loss upon its own...
Full view - About this book

Reports of Cases Determined in the District Courts of Appeal of ..., Volume 20

California. District Courts of Appeal - Law reports, digests, etc - 1913 - 990 pages
...provisions of this act." The plaintiff's claim for damages in the present case, however, is founded upon the provisions of section 20 of the Interstate Commerce Act, as amended June 29, 1906, by an act of Congress known as the Hepburn Bill, which provides, "That any common carrier,...
Full view - About this book

The Pacific Reporter, Volume 129

Law reports, digests, etc - 1913 - 1228 pages
...provisions of this act." The plaintiff's claim for damages In the present case, however, Is founded upon the provisions of section 20 of the Interstate commerce act, as amended June 29, 1906, by •an act of Congress known as the Hepburn bill, which provides: "That any common...
Full view - About this book

National securities exchange act 1934. Feb. 26-Apr. 5, 1934. 2 v

United States. Congress. Senate. Committee on Banking and Currency - Investment banking - 1934 - 1008 pages
...accounts of any person ilirectly or indirectly controlling or controlled by the lustier, or any JKTSOII under direct or indirect .common control with the...amended, the rules and regulations of the Commission with rfspect to accounts shall not be inconsistent with the requirements imposed liy the Interstate Commerce...
Full view - About this book

Stock Exchange Practices: Hearings Before the Committee on Banking and ...

United States. Congress. Senate. Committee on Banking and Currency - Stock exchanges - 1933 - 1262 pages
...it necessary or 'i'-'irable. of consolidated balance sheets or income accounts of any person iro-tly or indirectly controlling or controlled by the issuer, or any person under ii'it or indirect common control with the issuer; but insofar as they relate t» any common carrier...
Full view - About this book

Stock Exchange Regulation: Hearing Before the Committee on Interstate and ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - Stock exchanges - 1934 - 1106 pages
...in this paragraph (t) the term "issuer" shall include, in addition to an issuer, any person directly or indirectly controlling or controlled by the issuer,...direct or indirect common control with the issuer. (j) The term "new security" shall mean any security included in a new issue of securities. (K) The...
Full view - About this book

Stock Exchange Regulation: Hearing Before the Committee...seventy-third ...

United States. Congress. Senate. Interstate and Foreign Commerce Committee - 1934 - 972 pages
...in this paragraph (t) the term "issuer" shall include, in addition to an issuer, any person directly or indirectly controlling or controlled by the issuer,...direct or indirect common control with the issuer. (j) The term "new security" shall mean any security included in a new issue of securities. (k) The...
Full view - About this book

Stock Exchange Regulation. Hearing ... on H.R. 8720 ... Feb. 14 - Mar. 24, 1934

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 984 pages
...desirable, of separate and/or consolidated balance sheets or income accounts of any person directly or indirectly controlling or controlled by the issuer, or any person under direct or indirttt common control with the issuer ; but insofar as the accounts relate to any person whose accounting...
Full view - About this book




  1. My library
  2. Help
  3. Advanced Book Search
  4. Download EPUB
  5. Download PDF