(d) Effect of a prohibited transaction. Any transaction in violation of the prohibitions contained in paragraph (a) of this section shall be null and void. (e) Duty of persons bringing, receiving, or holding foreign scheduled securities. (1) Foreign scheduled securities brought from a foreign country to the United States by any person shall be forwarded by such person within five (5) days after his arrival in the United States to the Federal Reserve Bank of New York together with a statement in triplicate setting forth the following: (i) His name and address; (ii) A complete description of the securities; (iii) The name and address of the person from whom he received the securities and the date of receipt; and (iv) The circumstances under which the securities were received. (2) Foreign scheduled securities mailed or otherwise sent from a foreign country to any person within the United States shall be forwarded by such person within five (5) days after receipt thereof to the Federal Reserve Bank of New York together with the above-specified statement in triplicate. (3) Foreign scheduled securities held on January 20, 1951, by any person within the United States (whether for himself or for any other person) shall within 30 days thereafter be forwarded by such person to the Federal Reserve Bank of New York together with the above-specified statement in triplicate. Any such person who on January 20, 1951, held foreign scheduled securities as security for an obligation owing to him shall not be required to forward the securities to the Federal Reserve Bank of New York, but shall be required to file the abovespecified statement in triplicate with the Office of Foreign Assets Control, Treasury Department, Washington, D.C., 20220, together with a statement of the circumstances under which the securities are being held. (4) Foreign scheduled securities received by any person within the United States (whether for himself or for any other person) shall be forwarded by such person within five (5) days after receipt thereof to the Federal Reserve Bank of New York together with the abovespecified statement in triplicate. (5) Any person required by the provisions of subparagraph (3) or (4) of this paragraph to forward securities to the Federal Reserve Bank of New York may, instead, return such securities to the person from whom he received them, if the latter is within the United States. The person initiating such return shall file a report with the Office of Foreign Assets Control, Treasury Department, Washington, D.C., 20220, giving the name and address of the person to whom he makes such return and he shall advise such person that they are foreign scheduled securities which should be deposited with the Federal Reserve Bank of New York pursuant to this ruling unless they are returned with a similar notice to the person in the United States from whom they were received. The last person in the United States to whom such securities are returned under this subparagraph shall forward them to the Federal Reserve Bank of New York, together with the above-specified statement in triplicate with respect to his original receipt of the securities. In case securities are returned under the rules of a securities exchange, an association of securities dealers, or a similar organization, the last member of an exchange or similar organization or dealer to whom such securities are returned under such procedure, if he is not the last person to whom such securities are returned hereunder, shall file with the Office of Foreign Assets Control, Treasury Department, Washington, D.C., 20220, the abovespecified statement in triplicate with respect to his original receipt of the securities together with the date on which he returned such securities to the person from whom he received them. (6) Foreign scheduled securities held by any person not within the United States may be deposited with the Federal Reserve Bank of New York together with the statement specified in subparagraph (1) of this paragraph on or before July 31, 1951. (7) Acts or transactions required or authorized by the provisions of this paragraph are licensed to the extent, and only to the extent, of permitting compliance therewith. (f) Disposition of securities delivered to Federal Reserve Bank of New York. The Federal Reserve Bank of New York shall act only as fiscal agent of the United States under this section, and shall receive and hold securities delivered to it pursuant to this section as such fiscal agent, subject to the further order of the Director, Office of Foreign Assets Control. Applications for release of se curities so held may be filed with the Office of Foreign Assets Control, Treasury Department, Washington, D.C. 20220. 20220. (g) Appendix. FOREIGN SCHEDULED SECURITIES BONDS Antwerp, City of-External Sinking Fund Gold 5% Loan of 1928-Due 1958: $1,000-2298, 2300. Argentine, Republic of-Sinking Fund 4% Conversion Loan Due February 15, 1972: $1,000-11443, 12568, 16957, 19003, 21613, 21614, 24179, 24724, 25347, 25348, 25352, 25353, 25355, 28578, 31200, 31201, 31202, 33563, 34332, 34704, 35382, 39176, 40100, 40101, 40102, 40103, 40104, 40146, 49054, 49702, 54547, 54548, 55213, 55931, 55933, 58783, 59842, 59975, 60755, 60756, 60757, 60758, 60806, 60807, 60808, 62925, 62926, 64446, 68258, 68259, 68260, 68261, 68262. $100-20663, 20664, 20665, 20667, 20674, 33915, 33941, 33942, 33949, 34898, 34899, 34900, 35181, 35182, 35498, 35499, 35500, 35501, 41538, 41678, 42804, 42805, 42835, 42868, 42869, 48337, 57746, 57747, 60446, 60464, 62521, 66824, 70275, 70276, 70281, 71485, 71486. Brazil, United States of-External Sinking Fund Gold 62% Loan of 1926 Due October 1, 1957: $1,000-59, 301, 2318, 4097, 7795, 9990, 12239, 13199, 13327, 13973, 14223, 14543, 17000, 17454, 18237, 18238, 18564, 19582, 19586, 19592, 19620, 19632, 19633, 19798, 19824, 19825, 19903, 19915, 19975, 20085, 20120, 20138, 20159, 20164, 20170, 20256, 20270, 20416, 20438, 20504, 20531, 20563, 20573, 20578, 20586, 20603, 20632, 20633, 20716, 20733, 20745, 20758, 20853, 20914, 20928, 20938, 21007, 21008, 21030, 21036, 21081, 21082, 21155, 21259, 21361, 21367, 21408, 21428, 21432, 21448, 21773, 21779, 21780, 21863, 21883, 21948, 21961, 21998, 22074, 22136, 22189, 22192, 22216, 22346, 22370, 22407, 22425, 22433, 22434, 22435, 22469, 22470, 22471, 22486, 22514, 22515, 22591, 22650, 22679, 22684, 22880, 22897, 22928, 22998, 23072, 23219, 23222, 23317, 23349, 23378, 23389, 23440, 23447, 23489, 23490, 23524, 23591, 23628, 23712, 23855, 24259, 24968, 25361, 25485, 25674, 25767, 25857, 26358, 26462, 26650, 26832, 27588, 27637, 27648, 27776, 27788, 28711, 28767, 28855, 29213, 29838, 31500, 31886, 33105, 33789, 34363, 34449, 34687, 35661, 36007, 36086, 36181, 36573, 36802, 37382, 38916, 39175, 40318, 40884, 41034, 41691, 46344, 47676, 48342, 48664, 48665, 48896, 49395, 49415, 50114, 51915, 52758, 53831, 53997, 54239, 54240, 54372, 54608, 55468, 56019. $500-520, 545, 546, 769, 804, 887, 943, 1082, 5805. Brazil, United States of-62% Bonds Issued 1927 Due 1957: $1,000-24641. Brisbane, City of-External Sinking Fund Gold 5% Loan of 1928 Due 1958: $1,000-4072, 5334. Buenos Aires, Province of-3% Bonds 1936/84: $100-758, 1260, 1350, 1891, 1957, 1958, 2127, 4099, 4100, 5641. Buenos Aires, Province of-4%%-4% % External Readjust, Sinking Fund Due 3/1/77: $1,000-355, 356, 395, 396, 4219, 4889, 7191, 8335, 10851, 11263, 11273, 11284, 11285, 11286, 11287, 11330, 13766, 14043, 14320, 14322, 14323, 14359, 14402, 14456, 14555, 16209, 16210, 16214, 16973, 17005, 17012, 17034, 17035, 17036, 17053, 17061, 17062, 17063, 17064, 17081, 17095, 17130, 17426, 17434, 17488, 17502, 17505, 18676, 19409, 19414, 21648, 21649, 22952, 22968, 22984, 22985, 22986, 22987, 22999, 23302, 23716, 24253, 24581, 24651, 24780, 25392, 25731, 31338, 31488, 31766, 31917, 32103, 32391, 32775, 32776, 32777, 32778, 32779, 32780, 32979, 34637, 34638. $500-1042, 1043, 1047, 1048, 1049, 1058, 1059, 1076, 1446, 1448, 1454, 1472, 1636, 1697, 1698, 1791, 1794, 1932, 1933, 2734, 2735, 2736, 2738, 2739, 3564. Caja De Prestamos Para Obras De Irrijacien Y Fomente De La Agriculture S. A.— 42% 35 Year Gold Bonds Due 1943: $1,000-5446, 5574, 5984, 6859, 8189, 9061, 9082, 9386, 9473, 9692, 10520, 12622. $100-3315, 8119. Canada, Dominion of-3% Bonds 1938 Due 1968: 11934, 14039, 15902, 16285, 16313, 16447, 16470, $500-364, 1888, 1889, 4133, 4134. $1,000-222, 300, 306, 2273, 3169, 3194, 3558, $500-147, 148, 1888, 1889, 1895, 2518, 2519, Canadian Pacific Railway Company-42% $1,000-206, 370, 371, 387. $500-86, 87, 88, 108, 109, 110, 111, 137, 158, Carlsbad, City of-8% External Loan Bonds $1,000-300, 301, 302, 303, 595, 597, 598, Cauca Valley, Department of (Columbia) — $1,000-1149. Chile, Republic of, External Sinking Fund $1,000-1493, 2111, 2141, 2171, 2237, 2380, $500-236, 241, 242, 476, 507, 535, 536, 543, Chile, Republic of, External Sinking Fund $1,000—126, 133, 171, 206, 291, 353, 363, $500-39, 181, 182, 240, 242, 281, 282. $1,000-1264, 1273, 1288, 1359, 1382, 1393, 34642, 37801, 38053, 39004, 39005, 39036, 39700, $500-268, 288, 474, 657, 658, 2115, 2294. $1,000-39, 59, 60, 144, 210, 223, 224, 247, $500-316, 317, 555, 556, 573, 586, 592, 593, Chile, Republic of, External Sinking Fund $1,000-32, 186, 202, 231, 288, 289, 290, 291, $500-D 97, D 98. Chile, Republic of-7% Bonds, 1922/42: $1,000-27, 34, 35, 36, 37, 133, 162, 314, 421, $500-21, 95, 137, 138, 139, 154, 168, 180, Chinese Republic-5% Bonds 1925/48: Colombia, Republic of-4% Bonds 1934/46: Colombia, Republic of-External Sinking $1,000 479, 698, 926, 13649, 16001, 16493. Cuba, Republic of-External Gold 42% $1,000-2312, 9804, 9805, 10239, 10283. $1,000-79691, 79886, 79891, 80755. of-External 42% Loan of 1928 Due 1962: Gold $1,000-459, 710, 2182, 2939, 4572, 5101, Denmark, Kingdom of External Gold Denmark, Kingdom of-External Gold 6% Dominican Republic Customs Administra- $1,000-197, 266, 276, 400, 426, 757, 900, 1072, Dominican Republic Customs Administra- $1,000-928, 2864, 3004, 4871, 4872, 4873, 4874. Dominican Republic-Sinking Fund Gold 52% Loan of 1926-1928-Due 1969: $1,000-97, 101, 114, 2468, 2479, 2527, 2633, 3363. $500-101, 109, 114, 115. Frankfort on Main, City of-7% Bonds, 1925-1945: $1,000-3576. German Atlantic Cable Company-7% Bonds 1925-1945: $1,000-35, 36, 45, 46, 48, 49, 68, 69, 86, 101, 127, 145, 156, 160, 161, 162, 164, 181, 182, 184, 193, 215, 274, 300, 319, 335, 351, 413, 420, 425, 438, 479, 485, 592, 593, 665, 697, 736, 779, 802, 826, 868, 910, 1004, 1051, 1052, 1115, 1181, 1183, 1186, 1188, 1266, 1741, 1876, 1879, 1881, 1972, 2101, 2147, 2227, 2340, 2343, 2366, 2414, 2463, 2521, 2522, 2662, 2705, 2707, 2729, 2737, 2742, 2751, 2752, 2763, 2861, 2950, 2957, 2977, 2984, 2987, 3159, 3249, 3263, 3347, 3394, 3432, 3484, 3507, 3568, 3576, 3583, 3585, 3586, 3591, 3603, 3512, 3620, 3636, 3640, 3690, 3751, 3791. $500-7, 16, 83, 180, 296. Germany, Government of 7% 1924 Due Mexican Funding Notes (coupon 1 and 2): $4.00-3487, 3488. $8.00-18646, 19968, 20658. $9.00-6296, 6297, 6298, 65684. $20.00-35567, 35568, 35569, 35570, 35571. $70.00-35567, 35568, 35569, 35570, 35571. Milan, City of External Sinking Fund Gold 62% Loan of 1927 Due 1952: $500-278, 586. $100-585, 1007, 1186, 1188. Mortgage Bank of Chile-Guaranteed Sinking Fund 6% Bonds 1928-Maturity 1961: $1,000-1548, 1549. Mortgage Bank of Chile-Guaranteed Sinking Fund Gold Loan 61⁄2 % Bonds 1925-1957: $1,000-4544, 5091. National Economic Bank of Warsaw, 7% or 42% 1928 Due 1966: $1,000-222, 223, 224, 225, 226. National Railways of Mexico 42 % Prior Lien Sinking Fund Gold Due 1957: $1,000-34468. New South Wales, State of-External Sinking Fund Gold 5% Loan of 1927 Due 2-1-57: $1,000-2308, 7618, 10723, 16152, 16833, 17249, 17250, 17377, 17499, 17502, 17528, 17552, 17553, 17574, 17634, 17635, 19516, 21991, 23587, 23629. $500-226, 522, 523, 527, 528, 529. New South Wales, State of-External Sinking Fund Gold 5% Loan of 1927 Due April 1, 1958: $1,000-3340, 5382, 5713, 5951, 18942, 21338. Norges Kommunal Bank, S. F. Gold-5% 1930 Due 1970: $1,000-1584. North German Lloyd-Sinking Fund 4% Bonds 1933-1947: $1,000-6655. Norway, Kingdom of-6% Bonds 1923 Due 1943: $1,000-18507. Nova Scotia, 4% %, 1927-1952: $1,000-3691. Panama, Republic of-External Secured Sinking Fund Gold 5% Loan Series A Due 1963: $1,000-93, 249, 577, 578, 3070, 8660, 9822, 10774. $500-69. Peru, Republic of (National Loan) -External Sinking Fund Gold 6% First Series Due 1960: $1,000-1380, 2188, 2189, 2563, 2621, 2623, 2893, 3864, 4400, 4414, 4416, 4422, 4471, 4490, 4575, 4576, 4577, 4609, 4610, 4611, 4613, 4614, 4619, 4633, 4689, 4702, 4729, 4731, 4753, 4790, 4791, 4859, 4882, 4887, 4898, 4904, 4905, 4910, 4919, 4945, 4985, 4989, 5054, 5055, 5059, 5060, 5065, 5108, 5133, 5134, 5182, 5226, 5253, 5258, 5259, 5260, 5261, 5262, 5263, 5264, 5265, 5266, 5281, 5304, 5305, 5306, 5344, 5360, 5377, 5379, 5386, 5427, 5428, 5436, 5453, 5495, 5507, 5528, 5558, 5589, 5604, 5773, 5823, 6210, 6325, 6326, 6941, 7082, 9656, 10164, 10420, 11359, 11404, 11770, 11995, 12083, 12446, 12921, 14325, 14328, 14510, 15191, 15228, 15243, 15490, 15604, 15921, 16376, 16377, 17909, 18542, 18844, 18919, 19259, 19362, 19763, 20605, 20606, 20744, 21337, 21760, 22227, 23621, 24902, 24927, 27485, 28587, 28924, 29190, 29352, 29388, 29393, 30229, 31360, 31954, 32190, 32191, 32192, 32193, 33246, 34183, 35714, 36918, 37186, 39832, 40328, 40756, 42487, 42637, 42731, 44495, 45129, 45461, 45790. $500-452, 459, 481, 482, 483, 510, 521, 531, 559, 582, 583, 584, 585, 596, 650, 651, 828, 835, 858, 863, 877, 878, 879, 882, 883, 889, 900, 905, 906, 907, 926, 941, 970, 971, 986, 997. Peru, Republic of (National Loan) —External Sinking Fund Gold 6% Second Series Due 1961: $1,000-11, 14, 58, 69, 70, 77, 87, 88, 137, 142, 148, 158, 159, 217, 218, 228, 239, 293, 294, 313, 314, 315, 435, 436, 459, 501, 502, 516, 540, 570, 571, 582, 598, 600, 610, 611, 647, 648, 656, 662, 670, 702, 720, 733, 753, 769, 779, 839, 858, 863, 870, 883, 886, 887, 947, 1029, 1062, 1066, 1079, 1080, 1081, 1141, 1148, 1149, 1150, 1151, 1156, 1162, 1163, 1231, 1251, 1343, 1344, 1345, 1346, 1347, 1348, 1349, 1483, 1584, 1993, 3563, 4640, 4656, 4657, 4658, 4659, 5286, 6145, 6422, 8007, 8008, 8010, 8473, 9467, 9691, 9746, 10417, 13383, 14871, 15754, 16711, 16712, 16976, 17157, 17158, 20355, 21762. $500-15, 68, 79, 85, 86, 87, 88, 125, 177, 181, 193, 252, 285, 290, 293, 338, 368, 398, 1717. Peru, Republic of-Secured Sinking Fund Gold 7% (Tobacco) Loan Series of 1927 Due 1959: $1,000-88, 128, 197, 894, 1725, 1837, 2192, 2212, 2216, 2218, 2219, 2221, 2268, 2269, 2287, 2290, 2344, 2365, 2366, 2372, 2383, 2384, 2407, 2409, 2416, 2440, 2497, 2507, 2508, 2536, 2586, 2620, 2621, 2625, 2656, 2699, 2750, 2889, 2891, 2899, 2942, 2943, 2952, 2965, 2969, 3004, 3028, 3049, 3052, 3055, 3056, 3057, 3058, 3059, 3083, 3089, 3104, 3111, 3112, 3132, 3152, 3730, 3944, 9513, 9630, 9633, 9813, 9846, 9847, 9865, 9948, 9969, 11038, 11332, 11606, 12359, 12720, 12830, 13061, 13150, 13449, 13756, 14136, 14432. $500-305, 322, 326, 346, 374, 396, 399, 402, 474, 481, 506, 509, 535, 563, 576, 579, 587, 705. Poland, Republic of, 42 % External Sinking Fund Bonds (Formerly 7% Extended From 1947) Due 1968: $1,000-1672, 1673, 1674. Queensland, State of (Australia)-25 Year Sinking Fund External Gold 6%, Due February 15, 1947: $1,000-3847. $500-1025, 1027. Rio de Janeiro, State of-External Secured Sinking Fund Gold 62% of 1929 Due 1959: $1,000-5212, 5675. Rio Grande Do Sul (Brazil)-6% Bonds 1928-1968: $1,000-7227. Ruhr, Gas Corporation-62 % Bonds 19281953: $1,000-1846A, 7688. Saarbruecken, City of-6% Bonds 1927 Due 1953: $1,000-2807, 2808, 2809. Sao Paulo, State of-7% Due 1956: $1,000-4673. Sao Paulo, State of-25 Year External 8% Gold Loan of 1925 Due 1950: $1,000-68, 501, 564, 580, 764, 769, 796, 927, 930, 931, 932, 933, 934, 958, 959, 960, 961, 968, 969, 1047, 1048, 1049, 1091, 1109, 1123, 1171, 1172, 1226, 1273, 2377, 3182, 3372, 3427, 3675, 5517, 6211, 7336, 8295, 9112, 9113, 9808, 10456, 11170, 12181, 12274, 12275, 13034. $500-9, 10, 51, 57, 636, 1507, 1583, 1584, 1585, 1586, 1587, 1588, 1589, 1590, 1591, 1592, 1621, 1622, 1623, 1624, 1625, 1626, 1751, 1752, 1753, 1754, 1808, 1809, 1890. Uruguay, Republic of-External Readjustment 334, 4, 4% % Due 1979: $1,000-26128, 26129, 26135, 26137, 26138, 26139, 26140, 26141, 26142, 31374, 31375, 31376, 31377, 31378, 31379, 35638, 35639, 35679, 35680, 35714, 35715, 35729, 35732, 35738, 35793, 35794, 35877, 35878, 35962, 35977, 36001, 36002, 36003, 36044, 36077, 36078, 36086, 36095, 36360, 36362, 36363, 36435, 36436, 36437, 36440, 36457, 36458, 36459, 36460, 36461, 36836, 37312, 37313, 37314, 37322, 37323, 37327, 37329, 37330, 37344, 37345, 37349, 37350, 37351, 37352, 37378, 37400, 38607, 38608, 39654, 39656, 39657, 39659, 39660. $500-2147, 2182, 2183, 2217, 2218, 2229, 2230, 2248, 2249, 2360, 2361, 2362, 2512, 2518, 2519. Vera Cruz & Pacific Railroad Company42% Guaranteed 1st Mortgage Gold Bonds Due 1934: $1,000-1305, 1766, 4946, 6322. Vienna, City of (Wiener Stadtanleihe) — Gold Issue 6% 1927-1952: $1,000-12022, 12653, 12953. $500-1252. Westphalia United Electric Power Corporation (Vereingte Elektrizitaetswerke Westfalen A.G.) First Sinking Fund Gold-6% Series A, Due 1953: $1,000-7129, 10720, 14341. Yugoslavia, Kingdom of, Funding 5%. First Series Issued, 1932 Due 1956: $500-1245. $100-10938, 10939, 10945, 10946, 12912, 16660, 16661, 16662, 16674. NOTE: For interpretation of § 520.205, see § 520.340 (Public Circular No. 40). [31 F.R. 7333, May 20, 1966; 31 F.R. 8404, June 16, 1966, as amended at 31 F.R. 13001, Oct. 6, 1966; 35 F.R. 11905, July 24, 1970] § 520.205b General Ruling No. 5B. (a) Prohibitions with respect to domestic scheduled securities. Except as authorized by license or other authorization specifically referring to this section from the Director, Office of Foreign Assets Control, Treasury Department, or as required or authorized by paragraph (e) of this section, any transfer of, dealing in, or other transaction with respect to, a domestic scheduled security or any obligation, interest, or claim of which such security is evidence, is prohibited. (b) Definition. As used in this section, the term "domestic scheduled securities" shall include all securities wherever located which appear on the list in paragraph (g) of this section, entitled "Domestic Scheduled Securities," including coupons appertaining thereto. (c) Notice. The provisions of this section shall apply whether the parties to any act with respect to domestic scheduled securities prohibited by this section, or persons subject to the requirements with respect to domestic scheduled securities imposed by this section, do or do not have actual notice or knowledge that such securities are domestic scheduled securities. (d) Effect of a prohibited transaction. Any transaction in violation of the prohibitions contained in paragraph (a) of this section shall be null and void. (e) Duty of persons bringing, receiving, or holding domestic scheduled securities. (1) Domestic scheduled securities brought from a foreign country to the United States by any person shall be forwarded by such person within five (5) days after his arrival in the United States to the Federal Reserve Bank of New York together with a statement in triplicate setting forth the following: |