Legal Opinions and Accountant Certifications, Volume 1Practising Law Institute, 1975 - Accountants |
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Page 69
... violations of secu- rities laws . From an order of the Unit- ed States District Court for the South- ern District of ... violation of securities laws , it is not necessary to show actual knowledge of the improper scheme plus an intent to ...
... violations of secu- rities laws . From an order of the Unit- ed States District Court for the South- ern District of ... violation of securities laws , it is not necessary to show actual knowledge of the improper scheme plus an intent to ...
Page 70
... violation of securities laws had been enjoined for violations of the secu- rities laws on two separate occasions and had pleaded guilty to a third such violation could be introduced by the Se- curities and Exchange Commission in ...
... violation of securities laws had been enjoined for violations of the secu- rities laws on two separate occasions and had pleaded guilty to a third such violation could be introduced by the Se- curities and Exchange Commission in ...
Page 270
... violation of this provision . ( i ) Contemptuous conduct in connec- tion with practice before the Internal Revenue Service , including the use of abusive language , making false accusa- tions and statements knowing them to be false , or ...
... violation of this provision . ( i ) Contemptuous conduct in connec- tion with practice before the Internal Revenue Service , including the use of abusive language , making false accusa- tions and statements knowing them to be false , or ...
Contents
LEGAL OPINIONS AND ACCOUNTANT CERTIFICATIONS | 8 |
The Formal Opinion Letter | 17 |
4 | 65 |
Copyright | |
17 other sections not shown
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accounting action additional adviser Agent Agreement alleges amended amount applicable assets Association attorney audit authority basis believe certificate client Code Commission common stock Company complaint conduct connection considered corporation counsel Court damages defendants determination directors disclosure distribution documents duty effect evidence examination Exchange exemption existing facts Federal filed further give given Glen Alden income interest Internal Revenue Internal Revenue Code investment involved issued issuer lawyer letter liability Limited Partners limited partnership loss material matter McCrory meaning merger Note offering officer operations opinion person position practice preparation present prior proceedings professional proposed purchase pursuant question Rapid reasonable receivable referred registration regulations represent respect responsibility result Rule Schenley securities Securities Act Service shares standards statements stockholders subsidiaries tion transaction United Valley violation York