Legal Opinions and Accountant Certifications, Volume 1Practising Law Institute, 1975 - Accountants |
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Page 306
... exemption contained in section 3 ( a ) ( 11 ) of said act . In reaching this conclusion , we have reviwed the reg ... exemption from Sec- tion 359 - ff for , among other things , " offerings made to fewer than 10 persons " We construe ...
... exemption contained in section 3 ( a ) ( 11 ) of said act . In reaching this conclusion , we have reviwed the reg ... exemption from Sec- tion 359 - ff for , among other things , " offerings made to fewer than 10 persons " We construe ...
Page 309
... exemption for offerings made to more than forty persons when he [ the attorney - general ] deems such an exemption to be within the purposes of this subdivision . It is apparent from their terms that none of the fore- going provisions ...
... exemption for offerings made to more than forty persons when he [ the attorney - general ] deems such an exemption to be within the purposes of this subdivision . It is apparent from their terms that none of the fore- going provisions ...
Page 310
... exemption from the provisions of Section 359 - ff applicable to intrastate offerings . It should be noted that these provisions were added subsequent to the enactment of Section 359 - e and , most important , that Section 359 - ff is ...
... exemption from the provisions of Section 359 - ff applicable to intrastate offerings . It should be noted that these provisions were added subsequent to the enactment of Section 359 - e and , most important , that Section 359 - ff is ...
Contents
LEGAL OPINIONS AND ACCOUNTANT CERTIFICATIONS | 8 |
The Formal Opinion Letter | 17 |
4 | 65 |
Copyright | |
17 other sections not shown
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accounting action additional adviser Agent Agreement alleges amended amount applicable assets Association attorney audit authority basis believe certificate client Code Commission common stock Company complaint conduct connection considered corporation counsel Court damages defendants determination directors disclosure distribution documents duty effect evidence examination Exchange exemption existing facts Federal filed further give given Glen Alden income interest Internal Revenue Internal Revenue Code investment involved issued issuer lawyer letter liability Limited Partners limited partnership loss material matter McCrory meaning merger Note offering officer operations opinion person position practice preparation present prior proceedings professional proposed purchase pursuant question Rapid reasonable receivable referred registration regulations represent respect responsibility result Rule Schenley securities Securities Act Service shares standards statements stockholders subsidiaries tion transaction United Valley violation York