Legal Opinions and Accountant Certifications, Volume 1Practising Law Institute, 1975 - Accountants |
From inside the book
Results 1-3 of 84
Page 128
... Commission with 35 / illegal unregistered distributions . As a practical matter , a lawyer's opinion is a sine qua non to the sale of unregistered securities . " I 331 341 351 See also Securities and Exchange Commission v . Guild Films ...
... Commission with 35 / illegal unregistered distributions . As a practical matter , a lawyer's opinion is a sine qua non to the sale of unregistered securities . " I 331 341 351 See also Securities and Exchange Commission v . Guild Films ...
Page 129
... Commission injunctive action . Judge Friendly observed with respect to the antifraud provisions , whether they " require a lawyer passing on an offering circular to run down possible infirmities in his client's story of which he has ...
... Commission injunctive action . Judge Friendly observed with respect to the antifraud provisions , whether they " require a lawyer passing on an offering circular to run down possible infirmities in his client's story of which he has ...
Page 199
... Commission . The disclosure rules and forms adopted by the Commission under the Securities Act of 1933 and the Securities Exchange Act of 1934 do not contain provisions expressly requiring disclosure relating to such litigation ...
... Commission . The disclosure rules and forms adopted by the Commission under the Securities Act of 1933 and the Securities Exchange Act of 1934 do not contain provisions expressly requiring disclosure relating to such litigation ...
Contents
LEGAL OPINIONS AND ACCOUNTANT CERTIFICATIONS | 8 |
The Formal Opinion Letter | 17 |
4 | 65 |
Copyright | |
17 other sections not shown
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accounting action additional adviser Agent Agreement alleges amended amount applicable assets Association attorney audit authority basis believe certificate client Code Commission common stock Company complaint conduct connection considered corporation counsel Court damages defendants determination directors disclosure distribution documents duty effect evidence examination Exchange exemption existing facts Federal filed further give given Glen Alden income interest Internal Revenue Internal Revenue Code investment involved issued issuer lawyer letter liability Limited Partners limited partnership loss material matter McCrory meaning merger Note offering officer operations opinion person position practice preparation present prior proceedings professional proposed purchase pursuant question Rapid reasonable receivable referred registration regulations represent respect responsibility result Rule Schenley securities Securities Act Service shares standards statements stockholders subsidiaries tion transaction United Valley violation York