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" ... under common control with, the person specified. (b) Control. The term "control" (including the terms "controlling", "controlled by" and "under common control with") means the possession, direct or indirect, of the power to direct or cause the direction... "
Code of Federal Regulations: Containing a Codification of Documents of ... - Page 202
1997
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The Code of Federal Regulations of the United States of America Having ...

Administrative law - 1943
...Street NW., Washington, DC For the purposes § 308.5 Definitions. of this part: (a) The term "control" means the possession, direct or indirect, of the power...a person, whether through the ownership of voting securities, by contract or otherwise. • (b) The term "affiliate" means the existence of a relationship...
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Proposed Amendments to the Securities Act of 1933 and to the ..., Volume 5

United States. Congress. House. Committee on Interstate and Foreign Commerce - Securities - 1942
..."parent" to include a person in control of the registrant and the term "control" is defined to mean "the possession, direct or indirect, of the power...a person, whether through the ownership of voting securities, by contract, or otherwise." The Commission has reasonable grounds to believe that in 1934...
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Decisions and Orders, Volume 1

United States. Bituminous Coal Division - Bituminous coal - 1943
...Director. APPENDIX TO ORDER No. 313. DEFINITIONS OF TERMS AS USED IN THIS ORDER The trem "control" means the possession, direct or indirect of the power...a person, whether through the ownership of voting securities, by contract or otherwise. The term "affiliate" means the existence of a relationship between...
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Code of Federal Regulations: Containing a Codification of Documents of ...

Administrative law - 1998
...in the general i rules and regulations or in the instruc-tions to the applicable form, when used 3 In Regulation SX (this part 210), shall have the respective...development stage if it is devoting substantially all of its effort» to estab-lishing a new business and either of the following conditions exists: (1) Planned...
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The Code of Federal Regulations of the United States of America

Administrative law - 2002
...Regulation SX (17 CFR part 210). Unless the context otherwise requires, terms defined in the general rules and regulations or in the instructions to the...direct or indirect, of the power to direct or cause the direction of the management and policies of §210.1-02 a person, whether through the ownership...
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The Code of Federal Regulations of the United States of America

Administrative law - 1980
...examination of the statements by an accountant in accordance with generally accepted auditing standards for the purpose of expressing an opinion thereon....the possession, direct or indirect, of the power to direcc or cause the direction of the Chapter II — Securities and Exchange Commission management and...
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The Code of Federal Regulations of the United States of America

Administrative law - 1988
...including but not limited to a unit of beneficial interest in a trust or a limited partnership interest. Control. The term "control" (including the terms "controlling,"...policies of a person, whether through the ownership of Securities and Exchange Commission voting securities, by contract, or otherwise. Depositary share....
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The Code of Federal Regulations of the United States of America

Administrative law - 1995
...no more than 30 persons; and (ii) Has not been and is not planned to be publicly offered. Control. Control (including the terms controlling, controlled...a person, whether through the ownership of voting securities, by contract, or otherwise. Ownership. Ownership or ownership interest means a legal or...
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The Code of Federal Regulations of the United States of America

Administrative law - 1992
...partnership interest. Commission. The term Commission means the Securities and Exchange Commission. Control. The term control (including the terms controlling,...management and policies of a person, whether through i Securities and Exchange Commission the ownership of voting securities, by contract, or otherwise....
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Code of Federal Regulations: Containing a Codification of Documents of ...

Administrative law - 2002
...definition is included in this paragraph. (1) Control. The term control (including the term controlling) means the possession, direct or indirect, of the power...a person, whether through the ownership of voting securities, by contract, or otherwise. (2) Person. The term person means an individual, corporation,...
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