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" For the purpose of any such investigation, or any other proceeding under this title, any member of the Commission or any officer designated by it is empowered to administer oaths and affirmations, subpoena witnesses, compel their attendance, take evidence,... "
Code of Federal Regulations: Containing a Codification of Documents of ... - Page 31
1997
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Stock Exchange Practices: Hearings Before the Committee on Banking and ...

United States. Congress. Senate. Committee on Banking and Currency - Stock exchanges - 1933 - 594 pages
...investigation as it deems necessary and proper. For the purpose of any such investigation, the Commission may administer oaths and affirmations, subpoena witnesses,...evidence and require the production of any books, papers or other records which the Commission deems relevant or material to the investigation. If any person...
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Hearings, Reports and Prints of the Senate Committee on Banking ..., Parts 1-4

United States. Congress. Senate. Committee on Banking and Currency - Banking law - 1940 - 1174 pages
...to section 31, any member of the Commission, or any officer thereof designated by it, is empowered to administer oaths and affirmations, subpoena witnesses,...memoranda, contracts, agreements, or other records which are relevant or material to the inquiry. Such attendance of witnesses and the production of any...
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Investment Trusts and Investment Companies, Hearings Before a Subcommittee ...

United States. Congress. Senate. Committee on Banking and Currency - 1940 - 1180 pages
...to section 31, any member of the Commission, or any officer thereof designated by it, is empowered to administer oaths and affirmations, subpoena witnesses,...memoranda, contracts, agreements, or other records which are relevant or material to the inquiry. Such attendance of witnesses and the production of any...
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Investment Trusts and Investment Companies: Hearings Before a ..., Part 3

United States. Congress. Senate. Committee on Banking and Currency. Subcommittee on Securities and Exchange - Investments - 1940 - 1190 pages
...31, any member of ihr Commission, or any officer thereof designated by it, is empowered to adminiM?: oaths and affirmations, subpoena witnesses, compel...memoranda, contracts, agreements, or other records which are relevant or material '•• the inquiry. Such attendance of witnesses and the production...
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United States Code, Volume 1

United States - Law - 1994 - 1380 pages
...officer designated by the Commission (except as provided In the third sentence of this section) may administer oaths and affirmations, subpoena witnesses,...production of any books, papers, correspondence, memoranda, or other records that the Commission deems relevant or material to the Inquiry. The attendance of witnesses...
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Proposed Amendments to the Securities Act of 1933 and to the ..., Volume 5

United States. Congress. House. Committee on Interstate and Foreign Commerce - Securities - 1942 - 264 pages
...that for the purposes of such hearing, Henry Fitts, an officer of the Commission, is hereby designated to administer oaths and affirmations, subpoena witnesses,...production of any books, papers, correspondence, memoranda, or other records deemed relevant or material to the inquiry, and to perform all other duties in connection...
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Activities of the Securities and Exchange Commission and the Post ..., Part 2

United States. Congress. Senate. Committee on the Judiciary - Municipal bonds - 1946 - 634 pages
...and William Green, and each of them, is hereby designated an officer of this Commission and empowered to administer oaths and affirmations, subpoena witnesses,...production of any books, papers, correspondence, memoranda, or other records deemed relevant and material to the inquiry and to perform all other duties in connection...
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Activities of the Securities and Exchange Commission and the Post Office ...

United States. Congress. Senate. Committee on the Judiciary - 1947 - 638 pages
...and William Green, and each of them, is hereby designated an officer of this Commission and empowered to administer oaths and affirmations, subpoena witnesses,...production of any books, papers, correspondence, memoranda, or other records deemed relevant and material to the inquiry and to perform all other duties in connection...
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Code of Federal Regulations: Containing a Codification of Documents of ...

Administrative law - 1998 - 784 pages
...77t), section 21 of the Securities Exchange Act of 1934 (15 USC 78u), section 18 of the Public Utility + t.6 8 ~ >К0// ' tc ?w ˱5 7 ` 6_} L h ftp@l c ʥh ... D Vm f @gO0ˡe v e ]v ! ._ $ .9 ; ~ 8N C ? USC SOb-9). (4) To terminate the authority to administer oaths and affirmations, subpoena witnesses,...
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Code of Federal Regulations: Containing a Codification of Documents of ...

Administrative law - 1998 - 1020 pages
...the Investigating Officer, in connection with any formal investigation ordered by the Commission, may administer oaths and affirmations, subpoena witnesses,...memoranda, contracts, agreements or other records relevant or material to the investigation. 8 lb.14 Subpoenas. (a) Service of a subpoena upon a person...
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