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" ... (1) to employ any device, scheme, or artifice to defraud, (2) to make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were... "
Decisions and Reports - Page 726
by United States. Securities and Exchange Commission - 1953
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Decisions and Reports, Volume 11

United States. Securities and Exchange Commission - Securities - 1945 - 1290 pages
...state a material fact necesgnry In order to make the statements made, In the light of the circumstances under which they were made, not misleading, or (3)...transaction, practice, or course of business which operate* or would operate as a fraud or deceit upon the purchaser . . . Section 15 (c) (1) of the Securities...
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Decisions and Reports, Volume 31

United States. Securities and Exchange Commission - Securities - 1956 - 926 pages
...state a material fact necessary In order to make the statements made, in the light of the circumstances under which they were made, not misleading, or "(3) to engage In any act, practice, or course of business which operates or would operate as a fraud or deceit upon any...
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Decisions and Reports, Volume 18

United States. Securities and Exchange Commission - Securities - 1950 - 948 pages
...be unlawful for an; person In the sale of any securities by the use of any moans or Instruments of transportation or communication In interstate commerce...transaction, practice, or course, of business which operate! or would operate as a fraud or deceit upon the purchaser. • Section 15 (c) (1) of the Exchange...
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Decisions and Reports, Volume 35

United States. Securities and Exchange Commission - Securities - 1957 - 756 pages
...necessary In order to make the statements made, in the light of the circumstances under which tbey were made, not misleading, or "(3) to engage in any transaction, practice, or course of business wblcb operates or would operate as a fraud or deceit upon the purchaser." Section 15 (c) (1) of the...
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General Rules and Regulations Under the Securities Exchange Act of 1934, as ...

United States. Securities and Exchange Commission - Securities - 1956 - 900 pages
...state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading, or (3) to engage in any act, practice, or course of business which operates or would operate as a fraud or deceit upon any...
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Decisions and Reports, Volume 39

United States. Securities and Exchange Commission - Securities - 1962 - 1022 pages
...defraud, or to obtain money or property by means of false or misleading statements of material facts, or to engage In any transaction, practice, or course of business which operates or would operate as a fraud and deceit upon purchasers. 4 Section 10(a) of the Exchange Act provides...
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Decisions and Reports, Volume 25

United States. Securities and Exchange Commission - Securities - 1953 - 828 pages
...material fact necessary in order to make the statements made. In the light of the circumstances oader which they were made, not misleading, or "(3) to engage In any act, practice, or course of business which operates or would operate as a fraud or deceit upon any...
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Decisions and Reports, Volume 9

United States. Securities and Exchange Commission - Securities - 1943 - 1160 pages
...fact necessary In order t/j ouk» ments made, In the light of the circumstances under which ttey w«s> misleading, or (3) to engage In any transaction, practice, or course of ImsJarsi which would operate as a fraud or deceit upon the purchaser. action is now connected with...
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Decisions and Reports, Volume 20

United States. Securities and Exchange Commission - Securities - 1952 - 920 pages
...make the states made, in the light of the circumstances under which they were made, not misleadini (3) to engage in any transaction, practice, or course of business which opérât« would operate as a fraud or deceit upon the purchaser. Section 10 (b) makes it unlawful...
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Decisions and Reports, Volume 38

United States. Securities and Exchange Commission - Securities - 1960 - 996 pages
...defraud or to obtain money or property by means of false statements or omissions of material facts, or to engage in any transaction, practice, or course of business which operates or would opera ta as a fraud and deceit upon the purchaser. After appropriate notice, hearings were...
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