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" It shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails or of any facility of any national securities exchange, "(a) To employ any device, scheme, or artifice to defraud... "
Decisions and Reports - Page 726
by United States. Securities and Exchange Commission - 1953
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United States Reports: Cases Adjudged in the Supreme Court at ..., Volume 445

United States. Supreme Court, John Chandler Bancroft Davis, Henry Putzel, Henry C. Lind, Frank D. Wagner - Courts - 1979 - 996 pages
...this section, the SEC promulgated Rule 10b-5 which provides in pertinent part: ' "It shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails or of any facility of any national securities...
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Decisions and Reports, Volume 31

United States. Securities and Exchange Commission - Securities - 1956 - 926 pages
...may prescribe as necessary or appropriate in the public Interest or for the protection of Investors." Rule X-10B-5 provides : "It shall be unlawful for...instrumentality of Interstate commerce, or of the malls, or of any facility of any national securities exchange, "(1) to employ any device, scheme, or artifice...
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Decisions and Reports, Volume 30

United States. Securities and Exchange Commission - Securities - 1956 - 1016 pages
...interstate commerce to effect any transaction in, or to induce the purchase or sale of, any security . , . otherwise than on a national securities exchange,...directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails, or of any facility of any national securities...
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Decisions and Reports, Volume 29

United States. Securities and Exchange Commission - Securities - 1955 - 920 pages
...Interest or for the protection of Investors." Bule X-103-5 provides as follows: "It shall be unlawful for any person, directly or indirectly, by the use...Instrumentality of Interstate commerce, or of the malls, or of any facility of any national securities exchange, " ( 1 ) to employ any device, scheme, or artifice...
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Decisions and Reports, Volume 28

United States. Securities and Exchange Commission - Securities - 1955 - 1022 pages
...may prescribe as necessary or appropriate in the public interest or for the protection of investors." Rule X-10B-5 provides: "It shall be unlawful for any...directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails, or of any facility of any national securities...
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Decisions and Reports, Volume 25

United States. Securities and Exchange Commission - Securities - 1953 - 828 pages
...deceptive, or otherwise fraudulent" » Role X-10B-5 provides : "It shall be unlawful for any perron, directly or Indirectly, by the use of any means or...Instrumentality of Interstate commerce, or of the malls, or of any facility of any national securities exchange — "(1 ) to employ any device, scheme, or artifice...
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Securities Exchange Act of 1934: And Amendments Public--no. 291--73d ...

United States - Corporation law - 1938 - 48 pages
...security. REGULATION OF THE USE OF MANIPULATIVE AND DECEPTIVE DEVICES SEC. 10. It shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce or of the mails, or of any facility of any national securities...
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Decisions and Reports, Volume 36

United States. Securities and Exchange Commission - Securities - 1956 - 716 pages
...a fraud or deceit upon the purchaser." Section 10 provides in pertinent part: "It shall be unlawful for any person, directly or Indirectly, by the use of any means or Instrumentality of interstate commerce or of the mails, or of any facility of any national securities...
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... General Rules and Regulations Under the Securities Exchange Act of 1934 ...

United States. Securities and Exchange Commission - Securities - 1946 - 152 pages
...(1) of the Act. Rule X-10B-5. Employment of Manipulative and Deceptive Devices. It shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails, or of any facility of any national securities...
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Decisions and Reports, Volume 19

United States. Securities and Exchange Commission - Securities - 1951 - 862 pages
...Roy and Weingart by February 1943 intended to •Section 10 (b) provides: It shall be unlawful (or any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce or of the mails, or of any facility of any national securities...
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