It shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails or of any facility of any national securities exchange, "(a) To employ any device, scheme, or artifice to defraud... Decisions and Reports - Page 726by United States. Securities and Exchange Commission - 1953Full view - About this book
| United States. Securities and Exchange Commission - Securities - 1956 - 926 pages
...may prescribe as necessary or appropriate in the public Interest or for the protection of Investors." Rule X-10B-5 provides : "It shall be unlawful for...instrumentality of Interstate commerce, or of the malls, or of any facility of any national securities exchange, "(1) to employ any device, scheme, or artifice... | |
| United States. Securities and Exchange Commission - Securities - 1956 - 1016 pages
...interstate commerce to effect any transaction in, or to induce the purchase or sale of, any security . , . otherwise than on a national securities exchange,...directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails, or of any facility of any national securities... | |
| United States. Securities and Exchange Commission - Securities - 1955 - 920 pages
...Interest or for the protection of Investors." Bule X-103-5 provides as follows: "It shall be unlawful for any person, directly or indirectly, by the use...Instrumentality of Interstate commerce, or of the malls, or of any facility of any national securities exchange, " ( 1 ) to employ any device, scheme, or artifice... | |
| United States. Securities and Exchange Commission - Securities - 1955 - 1022 pages
...may prescribe as necessary or appropriate in the public interest or for the protection of investors." Rule X-10B-5 provides: "It shall be unlawful for any...directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails, or of any facility of any national securities... | |
| United States. Securities and Exchange Commission - Securities - 1953 - 828 pages
...deceptive, or otherwise fraudulent" » Role X-10B-5 provides : "It shall be unlawful for any perron, directly or Indirectly, by the use of any means or...Instrumentality of Interstate commerce, or of the malls, or of any facility of any national securities exchange — "(1 ) to employ any device, scheme, or artifice... | |
| United States - Corporation law - 1938 - 48 pages
...security. REGULATION OF THE USE OF MANIPULATIVE AND DECEPTIVE DEVICES SEC. 10. It shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce or of the mails, or of any facility of any national securities... | |
| United States. Securities and Exchange Commission - Securities - 1956 - 716 pages
...a fraud or deceit upon the purchaser." Section 10 provides in pertinent part: "It shall be unlawful for any person, directly or Indirectly, by the use of any means or Instrumentality of interstate commerce or of the mails, or of any facility of any national securities... | |
| United States. Securities and Exchange Commission - Securities - 1946 - 152 pages
...(1) of the Act. Rule X-10B-5. Employment of Manipulative and Deceptive Devices. It shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails, or of any facility of any national securities... | |
| United States. Securities and Exchange Commission - Securities - 1951 - 862 pages
...Roy and Weingart by February 1943 intended to •Section 10 (b) provides: It shall be unlawful (or any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce or of the mails, or of any facility of any national securities... | |
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