Decisions and Reports, Volume 23U.S. Government Printing Office, 1953 - Securities |
From inside the book
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Page 25
... ended Dec. 31 , 1945 rketable securities . ketable securities .. tes of subsidiary ... es of marketable securities .. ne . inistrative expenses : officers-- eous expenses_ stock tax ... security taxes_ tal general and administrative ...
... ended Dec. 31 , 1945 rketable securities . ketable securities .. tes of subsidiary ... es of marketable securities .. ne . inistrative expenses : officers-- eous expenses_ stock tax ... security taxes_ tal general and administrative ...
Page 25
... ended Dec. 31 , 1945 Income : Dividends from marketable securities .. Interest from marketable securities .. Interest from notes of subsidiary .. Profits from sales of marketable securities ... Total income .. General and administrative ...
... ended Dec. 31 , 1945 Income : Dividends from marketable securities .. Interest from marketable securities .. Interest from notes of subsidiary .. Profits from sales of marketable securities ... Total income .. General and administrative ...
Page 26
... ENDED DEC . 31 , 1945 Operating revenue : Passenger fares_ Special buses____ Sundry privileges and transportation____ . Rent of buildings and other property- . Miscellaneous income .. Rent of park .. Total operating revenue . Operating ...
... ENDED DEC . 31 , 1945 Operating revenue : Passenger fares_ Special buses____ Sundry privileges and transportation____ . Rent of buildings and other property- . Miscellaneous income .. Rent of park .. Total operating revenue . Operating ...
Page 29
... ended Dec. 31 , 1945 Balance Jan. 1 , 1945 ......... . Deduct 2040/400 shares first preferred stock purchased .. Balance - Dec . 31 , 1945.- $ 53 , 737.25 510. 00 53 , 227. 25 NOTE : Capital surplus arose from the purchase and ...
... ended Dec. 31 , 1945 Balance Jan. 1 , 1945 ......... . Deduct 2040/400 shares first preferred stock purchased .. Balance - Dec . 31 , 1945.- $ 53 , 737.25 510. 00 53 , 227. 25 NOTE : Capital surplus arose from the purchase and ...
Page 36
... ended March 31 , 1946 , per books and pro forma reflecting the first year effect of the refinancing . Pursuant to the provisions of the agreements governing the opera- tion of the project , P. E. is obligated to pay during the term of ...
... ended March 31 , 1946 , per books and pro forma reflecting the first year effect of the refinancing . Pursuant to the provisions of the agreements governing the opera- tion of the project , P. E. is obligated to pay during the term of ...
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Common terms and phrases
accrued adjustments affiliated person aggregate amended American amortization application approved balance sheet bank basis Bond and Share capital stock capital surplus carrying value cash Commission common shares common stock consolidated convertible debentures Corporation cumulative debentures December 31 depreciation distribution dividends earned surplus Edison England estimated excess profits taxes exchange exemption expenses filed forma Franklin Simon fund holders Holding Company Act interest Investment Company Act issuance issue and sale liabilities Light & Power liquidation long-term debt March 31 ment operating original cost outstanding pany par value payment Penelec Pennsylvania Power & Light preferred shares preferred stock preferred stockholders principal amount pro forma proposed transactions provisions of Section Public Utility Public Utility Holding purchase pursuant to Section redemption registered holding company requirements reserve respect Rule second preferred Section 11 securities shares of common taxes tion Total Trust underwriters Utility Holding Company utility plant voting
Popular passages
Page 43 - ... per centum or more of whose outstanding voting securities are directly or indirectly owned, controlled, or held with power to vote, by such other person : (C) any person directly or indirectly controlling, controlled by, or under common control with, such other person...
Page 726 - ... (b) To use or employ, in connection with the purchase or sale of any security registered on a national securities exchange or any security not so registered, any manipulative or deceptive device or contrivance in contravention of such rules and regulations as the Commission may prescribe as necessary or appropriate in the public interest or for the protection of investors.
Page 726 - It shall be unlawful for any person in the offer or sale of any securities by the use of any means or instruments of transportation or communication in interstate commerce or by the use of the mails, directly or indirectly — (1) to employ any device, scheme, or artifice to defraud, or...
Page 726 - No broker or dealer shall make use of the mails or of any means or instrumentality of interstate commerce to effect any transaction in, or to induce or attempt to induce the purchase or sale of, any security (other than an exempted security or commercial paper, bankers...
Page 455 - Blotters (or other records of original entry) containing an itemized daily record of all purchases and sales of securities, all receipts and deliveries of securities (including certificate numbers), all receipts and disbursements of cash and all other debits and credits.
Page 726 - ... 1 ) to employ any device, scheme, or artifice to defraud, (2) to make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading...
Page 446 - In securities ; (2) is engaged or proposes to engage in the business of issuing faceamount certificates of the installment type, or has been engaged in such business and has any such certificate outstanding ; or (3) is engaged or proposes to engage in the business of investing, reinvesting, owning, holding, or trading In securities...
Page 404 - Commission shall grant such application and issue such order of exemption if evidence establishes that — (1) the terms of the proposed transaction, including the consideration to be paid or received, are reasonable and fair and do not involve overreaching on the part of any person concerned...
Page 726 - ... (1) to employ any device, scheme, or artifice to defraud, (2) to make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading, or .3) to engage in any act, practice or course of business which operates or would operate as a fraud or deceit upon any person, in connection with the purchase or sale of any security.
Page 726 - It shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails or of any facility of any national securities exchange, "(a) To employ any device, scheme, or artifice to defraud...