Decisions and Reports, Volume 23U.S. Government Printing Office, 1953 - Securities |
From inside the book
Results 1-5 of 100
Page 9
... over the counter ( after adding to the Exchange price the Exchange minimum commission per share ) . consolidated financial statements ; management , service , bonus and 23 S. E. C. SUBURBAN ELECTRIC SECURITIES COMPANY 9.
... over the counter ( after adding to the Exchange price the Exchange minimum commission per share ) . consolidated financial statements ; management , service , bonus and 23 S. E. C. SUBURBAN ELECTRIC SECURITIES COMPANY 9.
Page 10
... service and transmitted by wire to 114 member offices and 524 correspondent offices in and outside of Massachusetts , are printed in a " Daily Sales and Quotation Sheet " published by the Exchange and distributed to its members and ...
... service and transmitted by wire to 114 member offices and 524 correspondent offices in and outside of Massachusetts , are printed in a " Daily Sales and Quotation Sheet " published by the Exchange and distributed to its members and ...
Page 16
... service was nevertheless carried by Middlesex & Boston as assets under a policy of amortizing the abandoned property over a period of 10 years by annual charges to income as operating expense . These charges ( $ 234,000 annually ) ...
... service was nevertheless carried by Middlesex & Boston as assets under a policy of amortizing the abandoned property over a period of 10 years by annual charges to income as operating expense . These charges ( $ 234,000 annually ) ...
Page 31
... Service Commission of Maryland , the Pennsylvania Public Utility Commission and the Federal Power Commission , within their respective powers and jurisdiction . than 234 percent , and the price to be paid 23 S. E. C. PHILADELPHIA ...
... Service Commission of Maryland , the Pennsylvania Public Utility Commission and the Federal Power Commission , within their respective powers and jurisdiction . than 234 percent , and the price to be paid 23 S. E. C. PHILADELPHIA ...
Page 39
... Service Commission of Maryland , the Commission of the state in which Susquehanna is organized and doing business , the application of Susquehanna for an exemption from the provisions of Section 6 ( a ) of the Act will be granted . On ...
... Service Commission of Maryland , the Commission of the state in which Susquehanna is organized and doing business , the application of Susquehanna for an exemption from the provisions of Section 6 ( a ) of the Act will be granted . On ...
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Common terms and phrases
accrued adjustments affiliated person aggregate amended American amortization application approved balance sheet bank basis Bond and Share capital stock capital surplus carrying value cash Commission common shares common stock consolidated convertible debentures Corporation cumulative debentures December 31 depreciation distribution dividends earned surplus Edison England estimated excess profits taxes exchange exemption expenses filed forma Franklin Simon fund holders Holding Company Act interest Investment Company Act issuance issue and sale liabilities Light & Power liquidation long-term debt March 31 ment operating original cost outstanding pany par value payment Penelec Pennsylvania Power & Light preferred shares preferred stock preferred stockholders principal amount pro forma proposed transactions provisions of Section Public Utility Public Utility Holding purchase pursuant to Section redemption registered holding company requirements reserve respect Rule second preferred Section 11 securities shares of common taxes tion Total Trust underwriters Utility Holding Company utility plant voting
Popular passages
Page 43 - ... per centum or more of whose outstanding voting securities are directly or indirectly owned, controlled, or held with power to vote, by such other person : (C) any person directly or indirectly controlling, controlled by, or under common control with, such other person...
Page 726 - ... (b) To use or employ, in connection with the purchase or sale of any security registered on a national securities exchange or any security not so registered, any manipulative or deceptive device or contrivance in contravention of such rules and regulations as the Commission may prescribe as necessary or appropriate in the public interest or for the protection of investors.
Page 726 - It shall be unlawful for any person in the offer or sale of any securities by the use of any means or instruments of transportation or communication in interstate commerce or by the use of the mails, directly or indirectly — (1) to employ any device, scheme, or artifice to defraud, or...
Page 726 - No broker or dealer shall make use of the mails or of any means or instrumentality of interstate commerce to effect any transaction in, or to induce or attempt to induce the purchase or sale of, any security (other than an exempted security or commercial paper, bankers...
Page 455 - Blotters (or other records of original entry) containing an itemized daily record of all purchases and sales of securities, all receipts and deliveries of securities (including certificate numbers), all receipts and disbursements of cash and all other debits and credits.
Page 726 - ... 1 ) to employ any device, scheme, or artifice to defraud, (2) to make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading...
Page 446 - In securities ; (2) is engaged or proposes to engage in the business of issuing faceamount certificates of the installment type, or has been engaged in such business and has any such certificate outstanding ; or (3) is engaged or proposes to engage in the business of investing, reinvesting, owning, holding, or trading In securities...
Page 404 - Commission shall grant such application and issue such order of exemption if evidence establishes that — (1) the terms of the proposed transaction, including the consideration to be paid or received, are reasonable and fair and do not involve overreaching on the part of any person concerned...
Page 726 - ... (1) to employ any device, scheme, or artifice to defraud, (2) to make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading, or .3) to engage in any act, practice or course of business which operates or would operate as a fraud or deceit upon any person, in connection with the purchase or sale of any security.
Page 726 - It shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails or of any facility of any national securities exchange, "(a) To employ any device, scheme, or artifice to defraud...