 | United States - Corporation law - 1938 - 48 pages
...expressly authorized by law to grant such approval; "(11) Any security which is a part of an issue sold only to persons resident within a single State...security is a person resident and doing business within or, if a corporation, incorporated by and doing business within, such State or Territory." SEC. 203.... | |
 | United States. Securities and Exchange Commission - Securities - 1962 - 1022 pages
...•Section S(a)(ll) of tbe Securities Act In pertinent part provides an exemption from registration for any security "which Is a part of an Issue offered...sold only to persons resident within a single state . . . where the Issuer of such security la ... a corporation Incorporated by and doing business within... | |
 | United States. Securities and Exchange Commission - Securities - 1960 - 996 pages
...Section 3(a)(l1) of the Securities Act in pertinent part provides an exemption from Section 5 thereof for any security "which Is a part of an Issue offered...sold only to persons resident within a single State . . . where the Issuer of such security Is . . . » corporation, incorporated by and doing business... | |
 | United States - Law - 1953 - 1692 pages
...expressly authorized by law to grant such approval ; (11) Any security which is a part of an issue cation of such or, if a corporation, incorporated by and doing business within, such State or Territory. (b) The Commission... | |
 | United States - Corporation law - 1973 - 400 pages
...by law to grant such approval; "(11) Any security which is a part of an issue sold only to persona resident within a single State or Territory, where...security is a person resident and doing business within or, if a corporation, incorporated by and doing business within, such State or Territory." SEC. 203.... | |
 | United States - Corporation law - 1944 - 296 pages
...expressly authorized by law to grant such approval ; "(11) Any security which is a part of an issue sold only to persons resident within a single State...security is a person resident and doing business within or, if a corporation, incorporated by and doing business within, such State or Territory." SEC. 203.... | |
 | Administrative law - 1997 - 734 pages
...benefits of registration were too remote. Among those exemptions is that provided by section 3(a)(ll) of the Act for transactions in any security which,...such security is a person resident and doing business urithin * * * such State or Territory. The legislative history of that Section suggests that the exemption... | |
 | Administrative law - 1995 - 682 pages
...benefits of registration were too remote. Among those exemptions is that provided by section 3(aXll) of the Act for transactions in any security which...an issue offered and sold only to persons resident u-ithin a single State or Territory, where the issuer of such security it a person resident and doing... | |
 | Administrative law - 1998 - 784 pages
...securities made In accord5 ance with all of the terms and condi-tions of this rule shall be deemed to be f Is a per-son resident and doing business within such state or territory, within the 3 meaning of section... | |
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Any security which is a part of an issue offered and sold only to persons resident within a single State or Territory, where the issuer of such security is a person resident and doing business within, or, if a corporation, incorporated by and doing business... 
