 | United States. Congress. Senate. Committee on Banking and Currency - Stock exchanges - 1933 - 594 pages
...now clearly understood? The CHAIRMAN. The language now is quite broad, it seems to me. It means any stock or similar security or any security convertible,...with or without consideration, into such a security, and so forth. Mr. REDMOND. That is very broad, Mr. Chairman, in defining the term " equity security."... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 984 pages
...consideration, into such a security and any warrant or right to subscribe to or purchase such a security : or any other security which the Commission shall deem...similar nature and consider necessary or appropriate by rules and regulations to treat as an equity security. (13) The term "exempted security" or "exempted... | |
 | United States. Congress. Senate. Interstate and Foreign Commerce Committee - 1934 - 972 pages
...renewal thereof the maturity of which is likewise limited. (12) The term "equity security" means any stock or similar security: or any security convertible,...with or without consideration, into such a security and uny warrant or right to subscribe to or purchase such a security; or any other security which the... | |
 | United States - Corporation law - 1938 - 48 pages
...renewal thereof the maturity of which is likewise limited. (11) The term "equity security" means any stock or similar security: or any security convertible,...it may prescribe in the public interest or for the protection of investors, to treat as an equity security. (12) The term "exempted security" or "exempted... | |
 | United States. Congress. House. Temporary National Economic Committee - 1940 - 1610 pages
...whether an officer (giving title of office) or director or both. > The term "equity security" means any stock or similar security: or any security convertible...or purchase such a security; or any such warrant or rieht. INSTRUCTIONS FOR FILING FORM С 1. Filing where no equity secxirity is owned. — If an officer... | |
 | United States - Law - 1953 - 1692 pages
...renewal thereof the maturity of which is likewise limited. (11) The term "equity security" means any er, to prescribe the form or forms in which information...details to be shown in balance sheets, profit and loss protection of investors, to treat as an equity security. (12) The term "exempted security" or "exempted... | |
 | United States - Corporation law - 1944 - 296 pages
...similar security; or any security convertible, with or without consideration. into 73274° — 48such a security, or carrying any warrant or right to subscribe...it may prescribe in the public interest or for the protection of investors, to treat as an equity security. (12) The term "exempted security" or "exempted... | |
 | Administrative law - 1983 - 436 pages
..."equity security". The term "equity security" is defined by section 3(a)(11) of the Act to mean "any stock or similar security; or any security convertible,...warrant or right; or any other security which the FDIC shall deem to be of similar nature and consider necessary or appropriate, by such rules and regulations... | |
 | Administrative law - 1979 - 1240 pages
..."equity security". The term "equity security" is defined by section 3(a)(ll) of the Act to mean "any stock or similar security; or any security convertible,...warrant or right; or any other security which the Board shall deem to be of similar nature and consider necessary or appropriate, by such rules and regulations... | |
 | Administrative law - 1979 - 1462 pages
..."equity security" is defined by section 3(a)(ll) of the Act to mean "any stock or similar security; °r any security convertible, with or without consideration,...warrant or right; or any other security which the Board shall deem to be of similar nature and consider necessary or appropriate, by such rules and regulations... | |
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equity security" means any stock or similar security; or any security convertible, with or without consideration, into such a security, or carrying any warrant or right to subscribe to or purchase such a security; or any such warrant or right; or any... 
