Page images

If any funds have been paid or will be paid to any person for influencing or attempting to influence an officer or employee of any agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with this commitment providing for the United States to insure or guarantee a loan, the undersigned shall complete and submit Standard

Form-LLL, "Disclosure Form to Report Lobbying," in accordance with its instructions.

Submission of this statement is a prerequisite for making or entering into this transaction imposed by section 1352, title 31, U.S. Code. Any person who fails to file the required statement shall be subject to a civil penalty of not less than $10,000 and not more than $100,000 for each such failure.


Complete this form to disclose lobbying activities pursuant to 31 U.S.C. 1352

Approved by OMB 0341-0046

(See reverse for public burden disclosure.)

1. Type of Federal Action:
2. Status of Federal Action:

3. Report Type:
a. contract
a. bid/offer/application

a. initial filing
b. grant

b. initial award

Jb. material change c. cooperative agreement

For Material Change Only: d. loan

c. post-award e. loan guarantee


- quarter f. loan insurance

date of last report Name and Address of Reporting Entity:

s. If Reporting Entity in No. 4 is Subawardec. Enter Name

and Address of Prime: O Prime

O Subawardee

Tier , of known:

[merged small][merged small][merged small][ocr errors][merged small][merged small][merged small][merged small]

(attach Continuation Sheet(s) SHULL A if necessary). 11. Amount of Payment (check all that apply):

13. Type of Payment (check all that applyi: O actual o planned

o a retainer

O b. one-time fee 12. form of Payment (check all that apply):

O c. commission

d. contingent fee O a cash

O e. deferred O b. in-kind; specity: nature

o f other; specity: value

[ocr errors]

14. Briet Description of Services Performed or to be performed and Date(s) of Service, including officer(s), employee(s).

or Member(s) contacted, for Payment Indicated in Item 11:

(attach Continuation Sheets) St-w-A if necessari 15. Continuation Sheet(s) SF-ULL-A attached: Yes O No


wormation requested through this form withonted by biele JI USC
Section 1992. The disclown of lobbying activities in a matenal representation
of fact upon which reliance was placed by the tier above when this
waruction wu made o entered into the disclosure required punuant to
31 USC 1992 This Internation will be reported to the Congres vam
ne and will be wilable for public mpaction Any person who tanks to
le the red dinclown shall be wubject to a mi penalty of not less than
110.000 and not more than $100.000 for each wuch falure

[blocks in formation]
[merged small][ocr errors][merged small]


m shall be completed by the reporting entity, whether subawardee or prime Federal recipient, at the initiation or receipt of a covered Federal action, or a material change to a previous filing pursuant to title 31 U.S.C. section 1352. The filing of a form is required for each payment or agreement to make payment to any lobbying entity for influencing or attempting to influence an officer or employee of any agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with a covered Federal action. Use the SF-LLLA Continuation Sheet for additional information if the space on the form is inadequate. Complete all items that apply for both the initial filing and material change report. Refer to the implementing guidance published by the Office of Management and Budget for additional information. 1. Identify the type of covered Federal action for which lobbying activity is and/or has been secured to influence the

outcome of a covered Federal action. 2. Identify the status of the covered Federal action, 3. Identify the appropriate classification of this report. If this is a followup report caused by a material change to the

information previously reported, enter the year and quarter in which the change occurred. Enter the date of the last previously submitted report by this reporting entity for this covered Federal action.

r the full name, address, city, state and zip code of the reporting entity. Include Congressional District, if known. Check the appropriate classification of the reporting entity that designates if it is, or expects to be, a prime or subaward recipient. Identify the tier of the subawardee, e.g., the first subawardee of the prime is the 1st tier.

Subawards include but are not limited to subcontracts, subgrants and contract awards under grants. 5. If the organization filing the report in item 4 checks "Subawardee", then enter the full name, address, city, stale ind

zip code of the prime Federal recipient. Include Congressional District, if known. 6. Enter the name of the Federal agency making the award or loan commitment. Include at least one organizational

level below agency name, it known. For example, Department of Transportation, United States Coast Guard. 7. Enter the Federal program name or description for the covered Federal action (item 1). If known, enter the full

Catalog of Federal Domestic Assistance (CFDA) number for grants, cooperative agreements, loans, and loan commitments.

8. Enter the most appropriate Federal identifying number available for the Federal action identified in item 1 (e.g.

Request for Proposal (RFP) number; Invitation for Bid (IFB) number, grant announcement number, the contract, grant, or loan award number; the application/proposal control number assigned by the Federal agency). Include prefixes, e.8., "RFP-DE-90-001."

9. For a covered Federal action where there has been an award or loan commitment by the Federal agency, enter the

Federal amount of the award/loan commitment for the prime entity identified in item 4 or 5. 10. (a) Enter the full name, address, city, state and zip code of the lobbying entity engaged by the reporting entity

identified in item 4 to influence the covered federal action, (b)Enter the full names of the individual(s) pertorming services, and include full address if different from 10 (a).

Enter Last Name, First Name, and Middle Initial (MI). 11. Enter the amount of compensation paid or reasonably expected to be paid by the reporting entity (item 4) to the

lobbying entity (item 10). Indicate whether the payment has been made (actual) or will be made (planned). Check all boxes that apply. If this is a material change report, enter the cumulative amount of payment made or planned

to be made. 12. Check the appropriate box(es). Check all boxes that apply. If payment is made through an in-kind contribution,

specify the nature and value of the in-kind payment. 13. Check the appropriate box(es). Check all boxes that apply. If other, specify nature. 14. Provide a specific and detailed description of the services that the lobbyist has performed, or will be expected to

pertorm, and the date(s) of any services rendered. Include all preparatory and related activity, not just time spent in actual contact with Federal officials. Identify the Federal official(s) or employee(s) contacted or the officer(s),

employee(s), or Member(s) of Congress that were contacted. 15. Check whether or not a SF-LLL-A Continuation Sheet(s) is attached. 16. The certifying official shall sign and date the form, print hisher name, title, and telephone number.

Public reporting burden for this collection of information is estimated to average 30 mintues per response, including time for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing the collection of information. Send comments regarding the burden estimate or any other aspect of this collection of information, including suggestions for reducing this burden, to the Office of Management and Budget, Paperwork Reduction Project (0341-0046), Washington, D.C. 20503

[blocks in formation]


605.48–605.50 (Reserved) Subpart F-Health, Welfare, and Social


Subpart A-General Provisions

605.51 Application of this subpart. 605.52 Health, welfare, and other social serv.

ices. 605.53 Drug and alcohol addicts. 605.54 Education of institutionalized per

sons. 605.55_605.60 (Reserved]

Sec. 605.0 Adoption of HHS regulations. 605.1 Purpose. 605.2 Application. 605.3 Definitions. 605.4 Discrimination prohibited. 605.5 Assurances required. 605.6 Remedial action, voluntary action,

and self-evaluation. 605.7 Designation of responsible employee

and adoption of grievance procedures. 605.8 Notice 605.9 Administrative requirements for small

recipients. 605.10 Effect of state or local law or other

requirements and effect of employment opportunities.

Subpart G-Procedures 605.61 Procedures. 605.62—605.90 (Reserved)

AUTHORITY: 29 U.S.C. 794.

SOURCE: 47 FR 8573, Mar. 1, 1982, unless otherwise noted.

Subpart A-General Provisions

Subpart B-Employment Practices

605.11 Discrimination prohibited. 605.12 Reasonable accommodation. 605.13 Employment criteria. 605.14 Preemployment inquiries. 605.15605.20 (Reserved)

Subpart C-Program Accessibility 605.21 Discrimination prohibited. 605.22 Existing facilities. 605.23 New construction. 605.24__605.30 (Reserved)

8605.0 Adoption of HHS regulations.

The regulations of the Department of Health and Human Services on Nondiscrimination on the Basis of Handicap, 45 CFR part 605, including any amendments thereto, have been adopted almost in their entirety to programs and activities receiving Federal financial assistance from the National Science Foundation. The few changes in the Foundation's rules include a newly added sub-paragraph (5) to paragraph (k) of $ 605.3; and modifications in paragraph (j), $ 605.3; paragraph (a) of 8605.5; paragraph (b) of $605.46; and $ 605.61. Paragraph (c) of $605.5 has been removed, and "qualified handicapped persons" has been substituted for "handicapped persons" wherever that phrase appears in $605.4(b)(5) and in Subpart C (88 605.21 through 605.23). The date for compliance with 8 605.33(d) has been changed. 8 605.1 Purpose.

The purpose of this part is to effectuate section 504 of the Rehabilitation Act of 1973, which is designed to eliminate discrimination on the basis of handicap in any program or activity receiving Federal financial assistance.

Subpart D-Preschool, Elementary, and

Secondary Education

605.31 Application of this subpart. 605.32 Location and notification. 605.33 Free appropriate public education. 605.34 Educational setting. 605.35 Evaluation and placement. 605.36 Procedural safeguards. 605.37 Nonacademic services. 605.38 Preschool and adult education pro

grams. 605.39 Private education programs. 605.40 (Reserved)

Subpart E-Postsecondary Education 605.41 Application of this subpart. 605.42 Admissions and recruitment. 605.43 Treatment of students; general. 605.44 Academic adjustments. 605.45 Housing. 605.46 Financial and employment assistance

to students. 605.47 Nonacademic services.

$ 605.2 Application.

This part applies to each recipient of Federal financial assistance from the National Science Foundation and to each program or activity that receives or benefits from such assistance.

« PreviousContinue »