 underwriter" means any person who has purchased from an issuer with a view to, or offers or' sells for an issuer in connection with, the distribution of any security, or participates or has a direct or indirect participation in any such undertaking, or...  Decisions and Reports - Page 386by United States. Securities and Exchange Commission - 1960Full view - About this book
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 pages
...unincorporated . (18) The term "underwriter" means any person who has purchased from an issuer with a view to, or sells for an issuer in connection with, the distribution...or indirect participation in any such undertaking, or participates or has a participation in the direct or indirect underwriting of any such undertaking;... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - Securities - 1937 - 580 pages
...unincorporated. (18) The term "underwriter" means any person who has purchased from an issuer with a view to, or sells for an issuer in connection with, the distribution...or indirect participation in any such undertaking, or participates or has a participation in the direct or indirect underwriting of any such undertaking;... | |
 | United States. Congress. Senate. Committee on Finance - United States - 1939 - 1104 pages
...executed. " (4) The term 'underwriter' means any person who has purchased from an issuer with a view to, or sells for an issuer in connection with, the distribution...or indirect participation in any such undertaking, or participates or has a participation in the direct or indirect underwriting of any such undertakng;... | |
 | United States. Securities and Exchange Commission - Securities - 1941 - 1690 pages
...underwriters. An underwriter, as defined in the Act, is one "who has purchased from an issuer with a view to, or sells for an issuer in connection with, the distribution...or indirect participation in any such undertaking, or participates or has a participation in the direct or indirect underwriting of any such undertaking;... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1938 - 98 pages
...securities. (3) The term "underwriter" means any person who has purchased from an issuer with a view to, or sells for an issuer in connection with, the distribution...or indirect participation in any such undertaking, or participates or has a participation in the direct or indirect underwriting of any such undertaking;... | |
 | United States. Securities and Exchange Commission - Securities - 1940 - 1240 pages
...: The term "underwriter" means any person who has purchased from an Issuer with a view to, or Bells for an Issuer In connection with, the distribution...or Indirect participation In any such undertaking, or participates or has a participation In the direct or Indirect underwriting of any such undertaking... | |
 | United States. Securities and Exchange Commission - Securities - 1956 - 716 pages
...Securities Act defines an underwriter as "any person who has purchased from an issuer with a view to, or sells for an issuer in connection with, the distribution of any security," and provides further that "As used in this paragraph the term 'issuer' shall include, in addition to... | |
 | United States. Securities and Exchange Commission - Securities - 1953 - 824 pages
...1. WAS RESPONDENT AN "UNDEBWBITEB"? Section 2 (11) defines an "underwriter" as any person who . . . sells for an Issuer in connection with, the distribution of any security ... As used in this paragraph the term "issuer" shall Include . . . any person . . . controlling .... | |
| |
