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" ... (a) To employ any device, scheme, or artifice to defraud, (b) To make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were... "
The Code of Federal Regulations of the United States of America - Page 290
1970
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United States Reports: Cases Adjudged in the Supreme Court at ..., Volume 445

United States. Supreme Court, John Chandler Bancroft Davis, Henry Putzel, Henry C. Lind, Frank D. Wagner - Courts - 1979 - 996 pages
...of stock. Opinion of the Court 445 U. 8. "(a) To employ any device, scheme, or artifice to defraud, [or] "(c) To engage in any act, practice, or course...any person, in connection with the purchase or sale of any security." 17 CFR § 240.10b-5 (1979). This case concerns the legal effect of the petitioner's...
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The Federal Reporter

Law reports, digests, etc - 1959 - 1124 pages
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Annual Institute on Municipal Finance Law

Municipal bonds - 1900
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Trade Cases

Commerce Clearing House - Competition, Unfair - 1981 - 1698 pages
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Law and Contemporary Problems, Volume 18

Electronic journals - 1953 - 612 pages
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Decisions and Reports, Volume 28

United States. Securities and Exchange Commission - Securities - 1955 - 1022 pages
...statements made, in the light of the circumstances under which they were made, not misleading, or (3) to engage in any act, practice, or course of business...any person, in connection with the purchase or sale of any security." decided to withdraw his investment and dissolve the partnership, to which Hammill...
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Decisions and Reports, Volume 23

United States. Securities and Exchange Commission - Securities - 1953 - 824 pages
...statements made, In the light of the circumstances under which they were made, not misleading, or (3) to engage In any act, practice, or course of business...any person, In connection with the purchase or sale of any security. Rule X-15C1-2 provides : (a) The term "manlpultlve, deceptive, or other fraudulent...
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Decisions and Reports, Volume 29

United States. Securities and Exchange Commission - Securities - 1955 - 920 pages
...statements made, in the light of the circumstances under which they were made, not misleading, or "(3) to engage in any act, practice, or course of business...any person, In connection with the purchase or sale of any security." Section IS (c) (1) provides as follows: "No broker or dealer shall make use of the...
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Decisions and Reports, Volume 30

United States. Securities and Exchange Commission - Securities - 1956 - 1016 pages
...statements made, in the light of the circumstances under which they were made, not misleading, or "(3) to engage in any act, practice, or course of business...upon any person, in connection with the purchase or sate of any security." Rule X-16C1-2 provides in part: " (a) The term 'manipulative, deceptive, or...
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Federal Rules Decisions, Volume 8

Civil procedure - 1949 - 794 pages
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