 | United States. Supreme Court - Courts - 1980 - 790 pages
...asserted that the pool agreement was not enforceable against it because of violations by American Mutual of the Securities Act of 1933, the Securities Exchange Act of 1934, the Illinois Securities Act, the Maryland Securities Law, and the state common law of fraud. With its answer... | |
 | United States. Securities and Exchange Commission - Securities - 1955 - 144 pages
...conduct of business of an investment adviser, and (Hi) is founded, directly or indirectly, upon the provisions of the Securities Act of 1933, the Securities...Act of 1940, the Investment Advisers Act of 1940, or any rule or regulation under any of said Acts; and (2) stipulates and agrees that any such civil... | |
 | United States. Securities and Exchange Commission - Securities - 1956 - 900 pages
...indirectly, upon the provisions of the Securities Act of 1933, the Securities Exchange Act of 1834, the Trust Indenture Act of 1939, the Investment Company...Act of 1940, the Investment Advisers Act of 1940, or any rule or regulation under any of said Acts; and (2) stipulates and agrees that any such civil... | |
 | United States. Congress. House. Committee on Labor - Labor - 1939 - 154 pages
...conclusive." 38 Section 11 of the Clayton Antitrust Act contains an identical provision, as does section 9 of the Securities Act of 1933. The Securities Exchange Act of 1934, the Federal Power Act, the Natural Gas Act, the Bituminous Coal Act of 1937, and the Federal Alcohol Administration... | |
 | United States. Congress. House. Temporary National Economic Committee - 1941 - 510 pages
...committees,8 and on investment trusts and investment companies9 have had their effect. The enactment of the Securities Act of 1933, the Securities Exchange Act of 1934, the Public Utility Holding Company Act of 1935, the revisions of bankruptcy and reorganization procedures,... | |
 | United States. U.S. Congress. Senate. Committee on Education and Labor - 1940 - 1826 pages
...exceed the five specific practices forbidden by the National Labor Relations Act. A cursory survey of the Securities Act of 1933, the Securities Exchange Act of 1934, the Communications Act of 1934, and the Packers and Stockyards Act, yields the same result. The first statute... | |
 | United States. Congress. House. Appropriations - 1941 - 1222 pages
...Securities Act of 1933; the Securities Exchange Act of 1934; the Public Utility Holding Company Act of 1935; the Trust Indenture Act of 1939; the Investment Company...Act of 1940; the Investment Advisers Act of 1940; and certain provisions of chapter X of the Bankruptcy Act, as amended. Before discussing our many functions... | |
 | United States. Congress. House. Committee on Labor - 1941 - 298 pages
...the Federal Power Commission power to regulate rates charged by natural gas companies (15 USC 717c) ; Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Public Utility Holding Company Act of 1935 (15 USC 77sss, 78w, and 79t), the Commodity Exchange Act,... | |
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Commission is responsible for the administration and enforcement of the Securities Act of 1933, the Securities Exchange Act of 1934, the Public Utility Holding Company Act of 1935, the Trust Indenture Act of 1939, the Investment Company Act of 1940, and... 
