Hidden fields
Books Books
" In case any part of the registration statement, when such part became effective, contained an untrue statement of a material fact or omitted to state a material fact required to be stated therein or necessary to make the statements therein not misleading... "
Hearings, Reports and Prints of the Senate Committee on Banking and Currency - Page 278
by United States. Congress. Senate. Committee on Banking and Currency - 1967
Full view - About this book

Public Utility Holding Company Act of 1935: Hearings, April 16 to 29, 1935

United States. Congress. Senate. Committee on Interstate Commerce - Electric utilities - 1935 - 1164 pages
...filed pursuant to section 7, or any rule or regulation thereunder, when such part became effective, contained an untrue statement of a material fact or omitted to state a material fact required to be stated therein or necessary to make the statements therein not misleading, there shall...
Full view - About this book

Decisions and Reports, Volume 3

United States. Securities and Exchange Commission - Securities - 1940 - 1240 pages
...material fact" within the meaning of Section 8 (d) of the Securities Act, there is certainly an omission to state a "material fact * * * necessary to make the statements therein not misleading." The materiality of the omission cannot, we believe, be doubted at least in a case such...
Full view - About this book

Decisions and Reports, Volume 7

United States. Securities and Exchange Commission - Securities - 1941 - 1192 pages
...willfully, negligently, or otherwise, of any untrue statement or omission of a material fact, or omission to state a material fact necessary to make the statements therein not misleading, may be the busts of a stop order, and in this case we think that any one ot the material...
Full view - About this book

United States Code, Volume 2

United States - Law - 1953 - 1692 pages
...registration statement. (a) In case any part of the registration statement, when such part became effective, contained an untrue statement of a material fact or omitted to state a material fact required to be stated therein or necessary to make the statements therein not misleading, any person...
Full view - About this book

Amendments to Securities Act of 1933. (exemption H.R. 5701 and H.R. 9319

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1956 - 812 pages
...liable to the purchaser of a security if the registration statement at the time it oecame effective — contained an untrue statement of a material fact or omitted to state a material fact required to be stated therein or necessary to make the statements therein not misleading, * * * (unless...
Full view - About this book

Amendments to Securities Act of 1933 (exemptions).: Hearings Before the ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - Securities - 1956 - 806 pages
...securities pursuant to an exemption under section 3 (b), on the date of such statement or document, contained an untrue statement of a material fact or omitted to state a material fact required by the Commission's rules and regulations to be stated therein or necessary to make the statements...
Full view - About this book

Increase in SEC Regulation A Offering Limits: Hearings Before ..., Volumes 22-23

United States. Congress. Senate. Committee on Banking and Currency, United States. Congress. Senate. Committee on Banking and Currency. Subcommittee on Securities - Stock exchanges - 1957 - 50 pages
...filed under section 3 (b) pursuant to the Commission's rules — in case such a statement or document contained an untrue statement of a material fact or omitted to state a material fact required by the rules to be included therein, or necessary to make the statements that are made not...
Full view - About this book

SEC Legislation, Hearings Before a Subcommittee ...,86-1 on S ..., Volumes 22-23

United States. Congress. Senate. Banking and Currency Committee - 1959 - 658 pages
...pursuant to an exemption under section 3(b) or section 3(c), on the date of such statement or document, contained an untrue statement of a material fact or omitted to state a material fact required by the Commission's rules and regulations to be stated therein or necessary to make the statements...
Full view - About this book

SEC Legislation: Hearings Before a Subcommittee of the Committee on Banking ...

United States. Congress. Senate. Committee on Banking and Currency, United States. Congress. Senate. Committee on Banking and Currency. Subcommittee on Securities - Securities - 1959 - 660 pages
...pursuant to an exemption under section S(6) or section 3(c), on the date of such statement or document, contained an untrue statement of a material fact or omitted to state a material fact required by the Commission's rules and regulations to be stated therein or necessary to make the statements...
Full view - About this book

Securities Acts Amendments, 1959: Hearings Before a Subcommittee of the ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - Securities - 1960 - 442 pages
...pursuant to an exemption under section 3(b) or section 3(c), on the date of such statement or document, contained an untrue statement of a material fact or omitted to state a material fact required by the Commission's rules and regulations to be stated therein or necessary to make the statements...
Full view - About this book




  1. My library
  2. Help
  3. Advanced Book Search
  4. Download EPUB
  5. Download PDF