International Capital Markets and Securities Regulation, Volumes 1-10Harold S. Bloomenthal, Samuel Wolff This work provides a comprehensive analysis of the current status of securities regulations in the industrialised nations, along with explanations of their effect on securities dealings. Six detailed volumes give expert, extensive analysis of the current status of securities regulations in major industrialised nations including the US, Canada, the UK, Japan and Germany, as well as emerging markets such as Korea, Russia and Central Europe. International Capital Markets and Securities Regulation helps the practitioner: * Save valuable research time with convenient chapter organisation, which provides a working knowledge of each country's regulatory authorities, existing laws, markets, and dealers * Stay on top of the manifold changes and trends in today's internationalised securities market. It includes individual chapters on international application of US securities laws outside the US and Eurocurrency financing for US corporate issuers. |
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Page 80
... official stockbroker is allocated certain issues of stocks for which he handles all trades . The role of an official stockbro- ker is to act as intermediary between buyers and sellers who are ad- mitted to deal on the stock exchanges ...
... official stockbroker is allocated certain issues of stocks for which he handles all trades . The role of an official stockbro- ker is to act as intermediary between buyers and sellers who are ad- mitted to deal on the stock exchanges ...
Page 134
... Official Determination of Exchange Prices . ( 1 ) The official determination of Exchange prices in trades pursuant to Section 1 shall be made by the official brokers , sub- ject to the control of the Association of Official Brokers ...
... Official Determination of Exchange Prices . ( 1 ) The official determination of Exchange prices in trades pursuant to Section 1 shall be made by the official brokers , sub- ject to the control of the Association of Official Brokers ...
Page 135
... official price and all limited sell orders below the official price must be filled at the officially quoted prices in all transactions enumerated herein under Points 1-5 . The extent to which limited buy and sell orders could be filled ...
... official price and all limited sell orders below the official price must be filled at the officially quoted prices in all transactions enumerated herein under Points 1-5 . The extent to which limited buy and sell orders could be filled ...
Contents
7A6 | 6 |
b EU Directive 9322 Investment Service | 18 |
7A 04 | 27 |
Copyright | |
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Common terms and phrases
activities admission AktG amended Amsterdam Stock Exchange applicable Article assets authorities Bank of Italy Banking Commission BAWe bearer Belgian bidder bonds BörsG brokers Bundesbank capital investment company Committee company law CONSOB contract Council credit institutions Decree depositary bank Deutsche Börse Deutsche Bundesbank Directive directors disclosure documents Draft WpUeG Eurobonds European Exchange Act art exemption Federal Frankfurt Stock Frankfurt Stock Exchange futures contracts German stock exchanges income infra insider trading investment fund investment institutions investors issue issuer KAGG liability limited listed securities Luxemburg ment NASDAQ official options participation percent procedure prospectus Prospectus Directive public offering published purchase pursuant registered regulated market requirements rules Section securities markets shareholders shares statute statutory stock ex Stock Exchange Act Sub-Section subs supervision supervisory supra target company tion transactions underwriters unit certificates unit-holders unlisted WpHG
References to this book
Wertpapierrecht als Schuldrecht: Funktionsverlust von Effektenurkunden im ... Dorothee Einsele No preview available - 1995 |