International Capital Markets and Securities Regulation, Volumes 1-10Harold S. Bloomenthal, Samuel Wolff This work provides a comprehensive analysis of the current status of securities regulations in the industrialised nations, along with explanations of their effect on securities dealings. Six detailed volumes give expert, extensive analysis of the current status of securities regulations in major industrialised nations including the US, Canada, the UK, Japan and Germany, as well as emerging markets such as Korea, Russia and Central Europe. International Capital Markets and Securities Regulation helps the practitioner: * Save valuable research time with convenient chapter organisation, which provides a working knowledge of each country's regulatory authorities, existing laws, markets, and dealers * Stay on top of the manifold changes and trends in today's internationalised securities market. It includes individual chapters on international application of US securities laws outside the US and Eurocurrency financing for US corporate issuers. |
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Page 55
... assets , while not more than 10 percent of the outstand- ing securities of the same issuer can be acquired . Unlisted shares are eligible for up to 10 percent of total assets of the fund . Shares of other investment funds cannot ...
... assets , while not more than 10 percent of the outstand- ing securities of the same issuer can be acquired . Unlisted shares are eligible for up to 10 percent of total assets of the fund . Shares of other investment funds cannot ...
Page 61
... assets to start with ; integrity and professional expertise of the fund's managers , open end character , leverage limited to 25 percent ; and issue and redemption price must be fixed at net asset value plus the same maximum fees ...
... assets to start with ; integrity and professional expertise of the fund's managers , open end character , leverage limited to 25 percent ; and issue and redemption price must be fixed at net asset value plus the same maximum fees ...
Page 229
... assets , to resell them and to invest the proceeds in other assets ; the Company shall further be empowered to carry out all other legal transactions arising from the management of the assets . 3. The Company may neither grant money ...
... assets , to resell them and to invest the proceeds in other assets ; the Company shall further be empowered to carry out all other legal transactions arising from the management of the assets . 3. The Company may neither grant money ...
Contents
7A6 | 6 |
b EU Directive 9322 Investment Service | 18 |
7A 04 | 27 |
Copyright | |
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Common terms and phrases
activities admission AktG amended Amsterdam Stock Exchange applicable Article assets authorities Bank of Italy Banking Commission BAWe bearer Belgian bidder bonds BörsG brokers Bundesbank capital investment company Committee company law CONSOB contract Council credit institutions Decree depositary bank Deutsche Börse Deutsche Bundesbank Directive directors disclosure documents Draft WpUeG Eurobonds European Exchange Act art exemption Federal Frankfurt Stock Frankfurt Stock Exchange futures contracts German stock exchanges income infra insider trading investment fund investment institutions investors issue issuer KAGG liability limited listed securities Luxemburg ment NASDAQ official options participation percent procedure prospectus Prospectus Directive public offering published purchase pursuant registered regulated market requirements rules Section securities markets shareholders shares statute statutory stock ex Stock Exchange Act Sub-Section subs supervision supervisory supra target company tion transactions underwriters unit certificates unit-holders unlisted WpHG
References to this book
Wertpapierrecht als Schuldrecht: Funktionsverlust von Effektenurkunden im ... Dorothee Einsele No preview available - 1995 |