Decisions and ReportsU.S. Government Printing Office, 1956 - Securities |
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Common terms and phrases
additional aggregate Amended Plan amount application appropriate approved approximately assets basis Bennett Spanier Bond and Share carrying value cash Central Public claims Class Commission Committee common stock common stockholders Company Act Release consolidated consummation Corporation counsel Crystal City debt December 31 distribution dividends Duquesne earnings Electric Equitable estimated excess profits taxes exchange exemption Expreso stock filed Findings and Opinion Gas Company Holding Company Act indicated Inland interest investment value issued liquidation liquidation preference March 31 ment Millonzi NASD natural gas NAUSCORP North American North Penn Old Railways operating outstanding pany par value payment Penn Corp Philadelphia Preferred Stock preferred stockholders proceedings properties proposed provides purchase record registered holding company registrant registrant's reorganization respect retirement Section 11 security holders shares of common sold Standard statement subsidiaries substantial surplus testified tion Total transactions United United's utility company voting Washington Company West Penn
Popular passages
Page 385 - Unless a registration statement is in effect as to a security, it shall be unlawful for any person, directly or indirectly — ( 1 ) to make use of any means or instruments of transportation or communication in interstate commerce or of the mails...
Page 302 - Any person seeking compensation for services rendered or reimbursement for costs and expenses incurred in a proceeding under this chapter shall file with the court a statement under oath showing the claims against or stock of the debtor, if any, in which a beneficial interest, direct or indirect, has been acquired or transferred by him or for his account after the commencement of such proceeding. No compensation or reimbursement shall be allowed to any committee...
Page 28 - The Commission, by rules and regulations upon its own motion, or by order upon application, may conditionally or unconditionally exempt any person, security, or transaction, or any class or classes of persons, securities, or transactions, from any provision or provisions of this title or of any rule or regulation thereunder...
Page 385 - ... (1) to make use of any means or instruments of transportation or communication in interstate commerce or of the mails to sell or offer to buy such security through the use or medium of any prospectus or otherwise; or (2) to carry or cause to be carried through the mails or in interstate commerce, by any means or instruments of transportation, any such security for the purpose of sale or for delivery after sale.
Page 57 - ... necessary or appropriate in the public interest and consistent with the protection of investors and the purposes fairly intended by the policy and provisions of this title.
Page 15 - ... the consideration to be received, maintenance of competitive conditions, fees and commissions, accounts, disclosure of interest, and similar matters. In passing upon proposals for reorganization, merger, or consolidation, the commission must be satisfied that the objectives of the act generally are complied with and that the terms of the proposal are fair and equitable to all classes of security holders affected.
Page 58 - ... that — (1) the terms thereof, including the consideration to be paid or received, are reasonable and fair to the shareholders...
Page 28 - Commission finds that— (1) such acquisition will tend towards interlocking relations or the concentration of control of public-utility companies, Sec. 10 PUHCA of 1935 336 of a kind or to an extent detrimental to the public interest or the interest of investors, or consumers...
Page 293 - Act of 1934 may prescribe, by rules adopted and in effect in accordance with said section and subject to all provisions of said section applicable to the rules of such an association — (1) a method or methods for computing the minimum price at which a member thereof may purchase from any investment...
Page 302 - No compensation or reimbursement shall be allowed to any committee or attorney, or other person acting in the proceedings in a representative or fiduciary capacity, who at any time after assuming to act in such capacity has purchased or sold such claims or stock, or by whom or for whose account such claims or stock have, without the prior consent or subsequent approval of the judge, been otherwise acquired or transferred.