Stock Exchange Regulation. Hearing ... on H.R. 8720 ... Feb. 14 - Mar. 24, 1934 |
From inside the book
Results 1-5 of 100
Page 50
... suggestion that the holdings of officers and directors be published quarterly could go far toward taking care of the small percentage which do . Mr. MAPES . Of course , your remarks , as I understand them , are directed to corporations ...
... suggestion that the holdings of officers and directors be published quarterly could go far toward taking care of the small percentage which do . Mr. MAPES . Of course , your remarks , as I understand them , are directed to corporations ...
Page 71
... suggestions as to the provisions of the bill at this time . Mr. MAPES . That seems to be the general attitude of the witnesses , but sooner or later the committee has got to pass upon the particular language . Mr. GOLDENWEISER . Yes ...
... suggestions as to the provisions of the bill at this time . Mr. MAPES . That seems to be the general attitude of the witnesses , but sooner or later the committee has got to pass upon the particular language . Mr. GOLDENWEISER . Yes ...
Page 80
... suggestions to make as to where such discretion should be vested ? Mr. GOLDENWEISER . I should rather not make a suggestion today . I am not clear on that . Mr. PETTENGILL . Mr. Chairman- The CHAIRMAN . Mr. Pettengill . Mr. PETTENGILL ...
... suggestions to make as to where such discretion should be vested ? Mr. GOLDENWEISER . I should rather not make a suggestion today . I am not clear on that . Mr. PETTENGILL . Mr. Chairman- The CHAIRMAN . Mr. Pettengill . Mr. PETTENGILL ...
Page 84
... suggestions from all of those sources . Any bill as complicated as this if it is worked out in conscientious detail , picks up its ideas from a great variety of persons . There is a very interesting news item by an editor of the Herald ...
... suggestions from all of those sources . Any bill as complicated as this if it is worked out in conscientious detail , picks up its ideas from a great variety of persons . There is a very interesting news item by an editor of the Herald ...
Page 128
... suggestion to meet this temporary situa- tion that you are talking about . I will come to that in just 1 minute . Mr. MERRITT . That is what I was going to ask , if you have any- thing to say on that . Mr. CORCORAN . Yes ; I will in ...
... suggestion to meet this temporary situa- tion that you are talking about . I will come to that in just 1 minute . Mr. MERRITT . That is what I was going to ask , if you have any- thing to say on that . Mr. CORCORAN . Yes ; I will in ...
Common terms and phrases
authority banks believe bill bonds borrow broker brokerage bucket shop BULWINKLE capital CHAIRMAN collateral Commissioner LANDIS Congress CORCORAN corporations Curb Exchange deal DICKINSON directors effect fact Federal Reserve Board Federal Reserve System Federal Trade Commission firms give going GOLDENWEISER Government GRUBB HANCOCK houses HUDDLESTON industry interstate commerce Interstate Commerce Commission investors issue issuer KENNEY legislation listed loans MAPES margin requirements MARLAND matter mean ment MERRITT national securities exchange NEWBOLD O'BRIEN odd-lot dealer officers operations opinion over-the-counter percent person PETTENGILL PIERCE practices present prohibition protection provisions proxies public interest purchase purpose question reason reference registered rules and regulations segregation short selling SMITH specialist speculation statement stock market stockholders suggestions thing tion transactions unlisted securities WHITNEY WOLVERTON York Curb Exchange York Stock Exchange
Popular passages
Page 627 - Commission shall be final, subject to review by the Supreme Court of the United States upon certiorari or certification as provided in sections 239 and 240 of the Judicial Code, as amended (USC, title 28, sees. 346 and 347).
Page 627 - ... may be served in any other district of which the defendant is an inhabitant or wherever the defendant may be found.
Page 13 - Circuit Court of Appeals of the United States, within any circuit wherein such person resides or has his principal place of business, or in the United States Court of Appeals for the District of Columbia...
Page 14 - Individual shall be prosecuted or subjected to any penalty or forfeiture for or on account of any transaction, matter, or thing concerning which he Is compelled, after having claimed his privilege against self-incrimination, to testify or produce evidence, except that such individual so testifying shall not be exempt from prosecution and punishment for perjury committed in so testifying.
Page 627 - ... to give evidence touching the matter in question; and any failure to obey such order of the court may be punished by such court as a contempt thereof.
Page 254 - The making of goods and the mining of coal are not commerce, nor does the fact that these things are to be afterwards shipped or used in interstate commerce, make their production a part thereof.
Page 593 - ... any note, draft, bill of exchange, or banker's acceptance which has a maturity at the time of issuance of not exceeding nine months, exclusive of days of grace, or any renewal thereof the maturity of which is likewise limited. (11) The term "equity security...
Page 584 - As used in this paragraph the term "issuer" shall include, in addition to an issuer, any person directly or indirectly controlling or controlled by the issuer, or any person under direct or indirect common control with the issuer.