Stock Exchange Regulation. Hearing ... on H.R. 8720 ... Feb. 14 - Mar. 24, 1934 |
From inside the book
Results 1-5 of 100
Page 39
... loan on less mar- gin , can they not , on the securities ? Commissioner LANDIS . The banks are required to loan on the ... loans on securities that have been purchased 30 days prior to the time when the loan is asked for or secured . Mr ...
... loan on less mar- gin , can they not , on the securities ? Commissioner LANDIS . The banks are required to loan on the ... loans on securities that have been purchased 30 days prior to the time when the loan is asked for or secured . Mr ...
Page 46
... loan value of 40 percent of the current market value of common stocks is altogether ample if this bill is intended to protect the individual who has not been able to protect himself . In respect to collateral loans outstanding , a ...
... loan value of 40 percent of the current market value of common stocks is altogether ample if this bill is intended to protect the individual who has not been able to protect himself . In respect to collateral loans outstanding , a ...
Page 47
... loans are concerned , I think that a 40 percent loan value is altogether adequate . Mr. MARLAND . Mr. Chairman , I would like to ask a question . The CHAIRMAN . Mr. Marland . Mr. MARLAND . Have you any reason in connection with these ...
... loans are concerned , I think that a 40 percent loan value is altogether adequate . Mr. MARLAND . Mr. Chairman , I would like to ask a question . The CHAIRMAN . Mr. Marland . Mr. MARLAND . Have you any reason in connection with these ...
Page 51
... loans , and the use of credit in stock - market speculation . In connection with that study , while I happened to be in Europe for another purpose , I also made a short and more or less superficial inquiry into the ways in which stock ...
... loans , and the use of credit in stock - market speculation . In connection with that study , while I happened to be in Europe for another purpose , I also made a short and more or less superficial inquiry into the ways in which stock ...
Page 52
... loan , the trader gives a note for certain specified amount . He signs the note . It is turned over to the bank . If he increases his commitments , he signs another note . makes payments on these loans , his note is credited by ...
... loan , the trader gives a note for certain specified amount . He signs the note . It is turned over to the bank . If he increases his commitments , he signs another note . makes payments on these loans , his note is credited by ...
Common terms and phrases
authority banks believe bill bonds borrow broker brokerage bucket shop BULWINKLE capital CHAIRMAN collateral Commissioner LANDIS Congress CORCORAN corporations Curb Exchange deal DICKINSON directors effect fact Federal Reserve Board Federal Reserve System Federal Trade Commission firms give going GOLDENWEISER Government GRUBB HANCOCK houses HUDDLESTON industry interstate commerce Interstate Commerce Commission investors issue issuer KENNEY legislation listed loans MAPES margin requirements MARLAND matter mean ment MERRITT national securities exchange NEWBOLD O'BRIEN odd-lot dealer officers operations opinion over-the-counter percent person PETTENGILL PIERCE practices present prohibition protection provisions proxies public interest purchase purpose question reason reference registered rules and regulations segregation short selling SMITH specialist speculation statement stock market stockholders suggestions thing tion transactions unlisted securities WHITNEY WOLVERTON York Curb Exchange York Stock Exchange
Popular passages
Page 627 - Commission shall be final, subject to review by the Supreme Court of the United States upon certiorari or certification as provided in sections 239 and 240 of the Judicial Code, as amended (USC, title 28, sees. 346 and 347).
Page 627 - ... may be served in any other district of which the defendant is an inhabitant or wherever the defendant may be found.
Page 13 - Circuit Court of Appeals of the United States, within any circuit wherein such person resides or has his principal place of business, or in the United States Court of Appeals for the District of Columbia...
Page 14 - Individual shall be prosecuted or subjected to any penalty or forfeiture for or on account of any transaction, matter, or thing concerning which he Is compelled, after having claimed his privilege against self-incrimination, to testify or produce evidence, except that such individual so testifying shall not be exempt from prosecution and punishment for perjury committed in so testifying.
Page 627 - ... to give evidence touching the matter in question; and any failure to obey such order of the court may be punished by such court as a contempt thereof.
Page 254 - The making of goods and the mining of coal are not commerce, nor does the fact that these things are to be afterwards shipped or used in interstate commerce, make their production a part thereof.
Page 593 - ... any note, draft, bill of exchange, or banker's acceptance which has a maturity at the time of issuance of not exceeding nine months, exclusive of days of grace, or any renewal thereof the maturity of which is likewise limited. (11) The term "equity security...
Page 584 - As used in this paragraph the term "issuer" shall include, in addition to an issuer, any person directly or indirectly controlling or controlled by the issuer, or any person under direct or indirect common control with the issuer.