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" Any transaction in which an affiliate acts as an agent or broker or receives a fee for its services to the bank or to any other person. "
Competitive Equity in the Financial Services Industry: Hearings Before the ... - Page 27
by United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs - 1984
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United States Code, Volume 2

United States - Law - 1988 - 1350 pages
...an affiliate under contract, lease, or otherwise. (D) Any transaction in which an affiliate acts as an agent or broker or receives a fee for its services to the bank or to any other person. (E) Any transaction or series of transactions with a third party—...
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Code of Federal Regulations: Containing a Codification of Documents of ...

Administrative law - 1998 - 528 pages
...an affiliate under contract, lease, or otherwise; (iv) Any transaction in which an affiliate acts as an agent or broker or receives a fee for its services to the savings association or to any other person; (v) Any transaction or series of transactions with...
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Financial Restructuring: The Road Ahead : Hearings Before the ..., Volume 4

United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications, Consumer Protection, and Finance - Bank holding companies - 1954 - 680 pages
...under contract, a lease, or 18 otherwise; 19 "(4) any transaction in which an affiliate acts as 20 an agent or broker or receives a fee for its services to 21 the hank or any other person; or 22 "(5) any transaction or series of transactions with 23 a third...
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Moratorium Legislation and Financial Institutions Deregulation: Hearings ...

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs - Bank holding companies - 1983 - 356 pages
...an affiliate under contract, lease, or otherwise; (4) any transaction in which an affiliate acts as an agent or broker or receives a fee for its services to the bank or to any other person; or (5) any transaction or series of transactions with a third party...
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Competition in Financial Services: Hearing Before the Subcommittee on ...

United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Commerce, Transportation, and Tourism - Bank holding companies - 1983 - 332 pages
...under contract, a lease, or 18 otherwise; 19 "(4) any transaction in which an affiliate acts as 20 an agent or broker or receives a fee for its services to 21 the bank or any other person; or 22 "(5) any transaction or series of transactions with 23 a third...
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Strengthening the Safety and Soundness of the Financial Services ..., Volume 4

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs - Banking law - 1987 - 868 pages
...an affiliate under contract, lease, or otherwise; (4) any transaction in which an affiliate acts as an agent or broker or receives a fee for its services to the bank or to any other person; or (5) any transaction or series of transactions with a third party...
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Reform of the Nation's Banking and Financial Systems: Hearings ..., Part 1

United States. Congress. House. Committee on Banking, Finance, and Urban Affairs. Subcommittee on Financial Institutions Supervision, Regulation and Insurance - Banks and banking - 1988 - 784 pages
...affiliate under contract, lease, or other circumstances; any transaction in which an affiliate acts as an agent or broker, or receives a fee for its services to the bank or any other person; and — any transaction or series of transactions with a third party,...
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Implications of Glass-Steagall Reform: A Report

Banking law - 1988 - 314 pages
...to an affiliate under contract, lease or otherwise; o any transaction in which an affiliate acts as an agent or broker or receives a fee for its services to the bank or to any other person; and o any transaction or series of transactions with a third party...
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Deposit Insurance Reform and Financial Modernization, Volume 1

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs - Banks and banking - 1990 - 636 pages
...to an affiliate under contract, lease or otherwise; o any transaction in which an affiliate acts as an agent or broker or receives a fee for its services to the bank or to any other person; and o any transaction or series of transactions with a third party...
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GAO Report: "Bank Powers, Activities of Securities Subsidiaries of ..., Volume 4

United States. Congress. House. Committee on Banking, Finance, and Urban Affairs. Subcommittee on General Oversight and Investigations - Bank holding companies - 1990 - 654 pages
...to an affiliate under contract, lease or otherwise; o any transaction in which an affiliate acts as an agent or broker or receives a fee for its services to the bank or to any other person; and o any transaction or series of transactions with a third party...
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