Competitive Equity in the Financial Services Industry: Hearings Before the Committee on Banking, Housing, and Urban Affairs, United States Senate, Ninety-eighth Congress, First Session, on S. 2181 ... S. 2134 ....

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Page 95 - Commission, notwithstanding that such rule or regulation may, after such act or omission, be amended or rescinded or be determined by judicial or other authority to be invalid for any reason.
Page 63 - CHAPTER 1— GENERAL PROVISIONS Sec. 101. Short title. 102. Findings and declaration of purpose. 103. Definitions and rules of construction. 104. Exempted transactions. 105. Regulations. 106. Determination of finance charge. 107. Determination of annual percentage rate. 108. Administrative enforcement. 109. Views of other agencies. 110.
Page 301 - ... to use and control their own money on a democratic basis in order to improve their economic and social conditions.
Page 54 - And to receive from an officer, employee, or agent of those nonmember units of federal, state, or local governments and political subdivisions thereof enumerated in Section 207 of the Federal Credit Union Act (12 USC 1787) and in the manner so prescribed payments on shares, share certificates, and share deposits.
Page 26 - ... underwriter" of or for a closed-end company or any issuer which is not an investment company, or of any security issued by such a company or issuer, means any underwriter who, in connection with a primary distribution of securities, (A) is in privity of contract with the issuer or an affiliated person of the issuer; (B) acting alone or in concert with one or more...
Page 25 - Any transaction in which an affiliate acts as an agent or broker or receives a fee for its services to the bank or to any other person.
Page 300 - Stat. 1501, which stated that such accounts were to be "directly equivalent to and competitive with money market mutual funds.
Page 57 - Written notice of the proposition and of the date set for the vote shall then be delivered in person to each member, or mailed to each member at the address for such member appearing on the records of the credit union, not more than thirty nor less than seven days prior to such date.
Page 57 - ... agricultural credit corporation the amount Invested by the association at any one time in the stock of such corporation shall not exceed 20 per centum of the unimpaired capital and surplus of the association: Provided further. That notwithstanding any other provision of this paragraph, the association may purchase for its own account shares of stock of a bank insured by the Federal Deposit Insurance Corporation or a holding company which owns or controls such an Insured bank if the stock of such...
Page 83 - ... evidence that the violation was not intentional and resulted from a bona fide error notwithstanding the maintenance of procedures reasonably adapted to avoid any such error. Examples of a bona fide error...

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