 | United States. Supreme Court, John Chandler Bancroft Davis, Henry Putzel, Henry C. Lind, Frank D. Wagner - Courts - 1979 - 996 pages
...of stock. Opinion of the Court 445 U. 8. "(a) To employ any device, scheme, or artifice to defraud, [or] "(c) To engage in any act, practice, or course...operates or would operate as a fraud or deceit upon any person, in connection with the purchase or sale of any security." 17 CFR § 240.10b-5 (1979). This... | |
 | United States. Securities and Exchange Commission - Securities - 1955 - 1022 pages
...statements made, in the light of the circumstances under which they were made, not misleading, or (3) to engage in any act, practice, or course of business...operates or would operate as a fraud or deceit upon any person, in connection with the purchase or sale of any security." decided to withdraw his investment... | |
 | United States. Securities and Exchange Commission - Securities - 1953 - 824 pages
...statements made, In the light of the circumstances under which they were made, not misleading, or (3) to engage In any act, practice, or course of business...operates or would operate as a fraud or deceit upon any person, In connection with the purchase or sale of any security. Rule X-15C1-2 provides : (a) The term... | |
 | Administrative law - 1988 - 800 pages
...person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails or of any facility of any national...operates or would operate as a fraud or deceit upon any person, in connection with the purchase or sale of any security. (Sec. 10; 48 Stat. 891; 15 USC 78j)... | |
 | Administrative law - 2001 - 994 pages
...person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails or of any facility of any national...operates or would operate as a fraud or deceit upon any person, in connection with the purchase or sale of any security. (Sec. 10: 48 Stat. 891: 15 USC 78j)... | |
 | Administrative law - 1999 - 944 pages
...person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails or of any facility of any national...operates or would operate as a fraud or deceit upon any person, in connection with the purchase or sale of any security. (Sec. 10; 48 Stat. 891; 15 USC 78j)... | |
 | Administrative law - 1968 - 782 pages
...Indirectly, by the use of any means or Instrumentality of Interestate commerce, or of the malls or of any facility of any national securities exchange,...operates or would operate as a fraud or deceit upon any person, In connection with the purchase or sale of any security. (Sec. 10; 48 St&t. 891; 15 USC 78J)... | |
 | Administrative law - 1986 - 1004 pages
...by use of the mails or any means or instrumentality of interstate commerce, directly or indirectly: (a) To employ any device, scheme, or artifice to defraud,...operates or would operate as a fraud or deceit upon any person, in, or in connection with (1) an offer to make or the making of, any transaction for the purchase,... | |
 | Administrative law - 1968 - 768 pages
...person, directly or indirectly, by the use of any means or instrumentality of interestate commerce, or of the mails or of any facility of any national...or (c) To engage in any act, practice, or course of business which operates or § 240.1 ОЬ-6 would operate as a fraud or deceit upon any person, in connection... | |
 | Administrative law - 1978 - 1130 pages
...by use of the mails or any means or Instrumentality of interstate commerce, directly or Indirectly: (a) To employ any device, scheme, or artifice to defraud,...operates or would operate as a fraud or deceit upon any person in, or in connection with (1) an offer to make, or the making of, any transaction for the purchase,... | |
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... (a) To employ any device, scheme, or artifice to defraud, (b) To make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were... 
