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" If it appears to the Commission at any time that the registration statement includes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading... "
Trust Indentures: Hearings Before a Subcommittee of the Committee on ... - Page 3
by United States. Congress. House. Committee on Interstate and Foreign Commerce - 1938 - 92 pages
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Annual Report of the SEC.

United States. Securities and Exchange Commission - Securities - 1963
...appears to the Commission at any time that a registration statement contains an untrue statement of a material fact or omits to state any material fact required to be stated Registration statements: Filed Prior to July 1, 1963 July 1, 1963 to June 30, 1964 Total June 30. 1964...
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Report on the Study and Investigation of the Work, Activities ..., Volumes 6-8

United States. Securities and Exchange Commission - Securities - 1936
...registration •Utement If the Commission finds that such statement "Includes any untrue statements of a material fact or omits to state any material fact required to be stated therein or necessary to make tbe statements therein not misleading.") On November 4 and 6 intensive amendments...
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United States Reports: Cases Adjudged in the Supreme Court, Volume 298

United States. Supreme Court - Law reports, digests, etc - 1936
...hereinafter provided, . . . "(d) If it appears to the Commission at any time that the registration statement includes any untrue statement of a material fact or omits to state any material fact 1 Opinion of the Court. required to be stated therein or necessary to make the statements therein not...
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To Amend the Securities Act of 1933: Solicitation of Proxies, Etc., in ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - Securities - 1937 - 562 pages
...declaration is effective, if it finds that — (1) Such declaration or the prospectus filed therewith includes any untrue statement of a material fact or...state any material fact required to be stated therein or necessary to make the statements therein not misleading; (2) Any fact exists, a finding as to the...
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To Amend the Securities Act of 1933. Solicitation of Proxies, Etc., in ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 562 pages
...declaration is effective, if it finds that — (1) Such declaration or the prospectus filed therewith includes any untrue statement of a material fact or...state any material fact required to be stated therein or necessary to make the statements therein not misleading; (2) Any fact exists, a finding as to the...
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Conservator in Bankruptcy: Hearing Before the Committee on the Judiciary ...

United States. Congress. House. Committee on the Judiciary - Bankruptcy - 1937 - 208 pages
...required to be sent, :given, or furnished under subsection (a) (3), makes any untrue statement •of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading, shall upon conviction be fined not more...
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Legislative Calendar, Volume 53, Part 2

United States. Congress. Senate. Committee on Finance - United States - 1939
...provisions of this title or any rule, regulation, or order thereunder, makes any untrue statement or a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading, shall upon conviction be fined not more...
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Regulation of Sale Os Securities, Hearing Before a Subcommittee of ...,75-1 ...

United States. Congress. Senate. Banking and Currency Committee - 1937 - 214 pages
...provisions of this Act or any rule, regulation, or order thereunder, makes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading, shall upon conviction be fined not more...
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Decisions and Reports, Volume 39

United States. Securities and Exchange Commission - Securities - 1962
...provides In pertinent part : "If It appears to the Commission at any time that the registration statement Includes any untrue statement of a material fact or...state any material fact required to be stated therein or necessary to make the statements therein not misleading, the Commission may . . . Issue a stop order...
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Decisions and Reports, Volume 37

United States. Securities and Exchange Commission - Securities - 1958
...'Section 8 (rt) provides: "If it appears to the Commission at any time that the registration statement includes any untrue statement of a material fact or omits to state any material fact required to he stated therein or necessary to make the statements therein not misleading, the Commission may, after...
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