Trust Indentures: Hearings Before a Subcommittee of the Committee on Interstate and Foreign Commerce, House of Representatives, Seventy-fifth Congress, Third Session, on H.F. 10292, to Provide for the Regulation of the Sale of Certain Securities in Interstate and Foreign Commerce and Through the Mails, and Regulation of the Trust Indentures Under which the Same are Issued, and for Other Purposes. April 25, 1938 |
From inside the book
Results 1-5 of 30
Page 8
... resulting from the receipt or disposition of any property described in paragraph ( 2 ) of this subsection , or from the exercise of any right of set - off which the trustee could have exercised if a petition in bankruptcy had been filed ...
... resulting from the receipt or disposition of any property described in paragraph ( 2 ) of this subsection , or from the exercise of any right of set - off which the trustee could have exercised if a petition in bankruptcy had been filed ...
Page 9
... result of payments from such special account and payments of dividends on claims filed against the obligor in bankruptcy or receivership or in proceedings for reorganization pursuant to the Bankruptcy Act or applicable State law , the ...
... result of payments from such special account and payments of dividends on claims filed against the obligor in bankruptcy or receivership or in proceedings for reorganization pursuant to the Bankruptcy Act or applicable State law , the ...
Page 10
... result of services rendered or premises rented ; or an indebtedness created as a result of goods or securities sold in a cash transaction as defined in the indenture ; ( 5 ) the ownership of stock or of other securities of a corporation ...
... result of services rendered or premises rented ; or an indebtedness created as a result of goods or securities sold in a cash transaction as defined in the indenture ; ( 5 ) the ownership of stock or of other securities of a corporation ...
Page 17
... result . Some members of the committee which Tom K. Smith appointed are here , I believe , this morning . There is one who is not here , Mr. Blaine B. Coles , vice president , First National Bank of Portland , Oreg . Mr. Coles , under ...
... result . Some members of the committee which Tom K. Smith appointed are here , I believe , this morning . There is one who is not here , Mr. Blaine B. Coles , vice president , First National Bank of Portland , Oreg . Mr. Coles , under ...
Page 21
... results of that examination clearly show that no substantial progress has been made in the correction of those deficiencies in the 2 years since that part of our report was published . The more conscientious trust institutions will use ...
... results of that examination clearly show that no substantial progress has been made in the correction of those deficiencies in the 2 years since that part of our report was published . The more conscientious trust institutions will use ...
Common terms and phrases
act as trustee action AMBERG amendment American Bankers Association application bankruptcy Barkley bill bondholders bonds BOREN borrower BUTTENWIESER capital markets CARROLL REECE centum certificates of interest Chairman clause collateral Commissioner DOUGLAS committee conflicting interest Congress contain provisions contract corporate trustee creditor debentures disclosure duties effect EICHER enforcement Exchange Commission exempted Federal Reserve System filed HAUSSERMANN HELFFRICH inden indenture security holders indenture trustee interest of investors interest or participation investment banker issuer legislation liability mortgage negative pledge negligence obligation obligor paragraph person practical proposed prospective trustee protection of investors public interest pursuant qualified shall contain RALPH CRANE reason registration statement release and substitution respect rules and regulations Securities Act Securities and Exchange securities issued Senate situation standards statute thereof thereunder tion trust indentures trust institutions Trustees Under Indentures ture underwriter VIRGIL CHAPMAN voting securities
Popular passages
Page 14 - If any provision of this Act or the application of such provision to any person or circumstance shall be held invalid, the remainder of the Act and the application of such provision to persons or circumstances other than those as to which it is held invalid shall not be affected thereby.
Page 3 - If it appears to the Commission at any time that the registration statement includes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading...
Page 11 - System, notwithstanding that such rule or regulation may, after such act or omission, be amended or rescinded or be determined by judicial or other authority to be invalid for any reason.
Page 12 - The Comptroller of the Currency, the Board of Governors of the Federal Reserve System, the Federal Deposit Insurance Corporation...
Page 3 - The Information contained In or filed with any registration statement shall be made available to the public under such regulations as the Commission may prescribe...
Page 13 - ... (b) The rights and remedies provided by this Act shall be in addition to any and all other rights and remedies that may exist under the Securities Act of 1933, or the Securities Exchange Act of 1934, or the Public Utility Holding Company Act of 1935...
Page 2 - SECTION 5 (a) Unless a registration statement is in effect as to a security, it shall be unlawful for any person, directly or indirectly (1) to make use of any means or instruments of transportation or communication in interstate commerce or of the mails to...
Page 12 - Commission deems relevant or material to the inquiry. Such attendance of witnesses and the production of any such records may be required from any place in the United States or any State at any designated place of hearing.
Page 11 - ... (b) Subject to the provisions of the Federal Register Act and regulations prescribed under the authority thereof the rules and regulations of the Commission under this title shall be effective upon publication in the manner which the Commission shall prescribe, or upon such later date as may be provided in such rules and regulations.