Trust Indentures: Hearings Before a Subcommittee of the Committee on Interstate and Foreign Commerce, House of Representatives, Seventy-fifth Congress, Third Session, on H.F. 10292, to Provide for the Regulation of the Sale of Certain Securities in Interstate and Foreign Commerce and Through the Mails, and Regulation of the Trust Indentures Under which the Same are Issued, and for Other Purposes. April 25, 1938 |
From inside the book
Results 1-5 of 16
Page 3
... prior to or within six months after the enactment of this Act , has been sold or disposed of by the issuer or bona fide offered to the public , but this excemption shall not apply to any new offering of any such security by an issuer ...
... prior to or within six months after the enactment of this Act , has been sold or disposed of by the issuer or bona fide offered to the public , but this excemption shall not apply to any new offering of any such security by an issuer ...
Page 4
... prior to the enactment of this Act , or the provisions of any applicable law , the consent of the holders of securities outstanding under any such indenture or agreement , or ( 2 ) would impose an undue burden on the issuer , having due ...
... prior to the enactment of this Act , or the provisions of any applicable law , the consent of the holders of securities outstanding under any such indenture or agreement , or ( 2 ) would impose an undue burden on the issuer , having due ...
Page 5
... prior to the effective date of such application , the application shall be deemed to have been filed when such amendment was filed ; except that an amendment filed with the consent of Commission , prior to the effective date of the ...
... prior to the effective date of such application , the application shall be deemed to have been filed when such amendment was filed ; except that an amendment filed with the consent of Commission , prior to the effective date of the ...
Page 8
... prior to the time as of which the determination is made , was an underwriter of any security of an obligor outstanding at such time , except that for the purposes of paragraph ( 2 ) of this subsection , underwritings on or before June ...
... prior to the time as of which the determination is made , was an underwriter of any security of an obligor outstanding at such time , except that for the purposes of paragraph ( 2 ) of this subsection , underwritings on or before June ...
Page 9
... prior to the beginning of such four months ' period ; or ( C ) to realize , for its own account , but only to the extent of the claim hereinafter mentioned , upon any property held by it as security for any such claim , if such claim ...
... prior to the beginning of such four months ' period ; or ( C ) to realize , for its own account , but only to the extent of the claim hereinafter mentioned , upon any property held by it as security for any such claim , if such claim ...
Common terms and phrases
act as trustee action AMBERG amendment American Bankers Association application bankruptcy Barkley bill bondholders bonds BOREN borrower BUTTENWIESER capital markets CARROLL REECE centum certificates of interest Chairman clause collateral Commissioner DOUGLAS committee conflicting interest Congress contain provisions contract corporate trustee creditor debentures disclosure duties effect EICHER enforcement Exchange Commission exempted Federal Reserve System filed HAUSSERMANN HELFFRICH inden indenture security holders indenture trustee interest of investors interest or participation investment banker issuer legislation liability mortgage negative pledge negligence obligation obligor paragraph person practical proposed prospective trustee protection of investors public interest pursuant qualified shall contain RALPH CRANE reason registration statement release and substitution respect rules and regulations Securities Act Securities and Exchange securities issued Senate situation standards statute thereof thereunder tion trust indentures trust institutions Trustees Under Indentures ture underwriter VIRGIL CHAPMAN voting securities
Popular passages
Page 14 - If any provision of this Act or the application of such provision to any person or circumstance shall be held invalid, the remainder of the Act and the application of such provision to persons or circumstances other than those as to which it is held invalid shall not be affected thereby.
Page 3 - If it appears to the Commission at any time that the registration statement includes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading...
Page 11 - System, notwithstanding that such rule or regulation may, after such act or omission, be amended or rescinded or be determined by judicial or other authority to be invalid for any reason.
Page 12 - The Comptroller of the Currency, the Board of Governors of the Federal Reserve System, the Federal Deposit Insurance Corporation...
Page 3 - The Information contained In or filed with any registration statement shall be made available to the public under such regulations as the Commission may prescribe...
Page 13 - ... (b) The rights and remedies provided by this Act shall be in addition to any and all other rights and remedies that may exist under the Securities Act of 1933, or the Securities Exchange Act of 1934, or the Public Utility Holding Company Act of 1935...
Page 2 - SECTION 5 (a) Unless a registration statement is in effect as to a security, it shall be unlawful for any person, directly or indirectly (1) to make use of any means or instruments of transportation or communication in interstate commerce or of the mails to...
Page 12 - Commission deems relevant or material to the inquiry. Such attendance of witnesses and the production of any such records may be required from any place in the United States or any State at any designated place of hearing.
Page 11 - ... (b) Subject to the provisions of the Federal Register Act and regulations prescribed under the authority thereof the rules and regulations of the Commission under this title shall be effective upon publication in the manner which the Commission shall prescribe, or upon such later date as may be provided in such rules and regulations.