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According Actions and Remaining additional agency agreed allocations Appendix applicable statutes areas of concern assigned August Background became benefit carrels changes charge Closed microfiche files Commission companies complaints Concerns of Regular condition contained contractor contractor's copies corporate filings decision delivered demand desks disclosure discussed disorderly documents earlier access eliminate employees established Exchange Financial FOIA give Government identify increase inspection interviewed Investment July later legal issues locate maintain Markets materials Methodology microfiche requests needed noted notice Objectives observations obtain Office operation opinions orderly paper copies periods procedures producing microfiche copies public access public reference room reason received records reference facilities regular users regulations released remaining areas Remaining Concerns requirements response retrieval rotation rules Scope SEC Actions SEC staff SEC's Securities sell separate specific sufficient told Washington week Williams Act filings
Page 16 - Subject to the provisions of section 321? the information and documents contained in or filed with any application shall be made available to the public under such regulations as the Commission may prescribe, and copies thereof, photostatic or otherwise, shall be furnished to every applicant therefor at such reasonable charge as the Commission may prescribe.
Page 2 - SBC staff to fill users' microfiche requests led to delays in obtaining these materials and more difficulty in doing research. SBC'S microfiche contractor received copies of certain time-sensitive documents before regular users received them in the reference room. This gave the contractor an unfair advantage over regular users, who compete with the contractor in selling information from these documents.
Page 2 - February 1989. We did our review in accordance with generally accepted government auditing standards.
Page 1 - As agreed with the Subcommittee, our objectives were to (1) identify the...