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" Subject to the provisions of section 321? the information and documents contained in or filed with any application shall be made available to the public under such regulations as the Commission may prescribe, and copies thereof, photostatic or otherwise,... "
Information Access: Improving Securities and Exchange Commission's Public ... - Page 16
by United States. General Accounting Office - 1989 - 19 pages
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National securities exchange act 1934. Feb. 26-Apr. 5, 1934. 2 v

United States. Congress. Senate. Committee on Banking and Currency - Investment banking - 1934 - 1008 pages
...an\ application, rcpiirt, or document shall be made available to the public under such regulations a> the Commission may prescribe, and copies thereof,...otherwise, shall be furnished to every applicant at stic-h reasonable charge as the Commission may prescribe. COURT RKVIEW OF OIIDEKS SKC. 23. (a.) Any...
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Securities Act ,hearings Before ...,73-1, on S. 875 ...,March ..., Volumes 22-23

United States. Congress. Senate. Banking and Currency Committee - 1933 - 366 pages
...in registration statements and circulars filed with the Commission under the provisions of this act shall be made available to the public under such regulations as the Commission may prescribe. EXEMPT SECURITIES SEC. 9. That, except as hereinafter otherwise expressly provided, the provisions...
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Federal Securities Act, Hearing Before ... 73-1, on H.R. 4314 ... , March 31 ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1933 - 260 pages
...circulars and communications and documents filed with the Commission under the provisions of this act shall be made available to the public under such regulations as the Commission may prescribe." Section 9: Amend section 9, which sets forth liability of persons signing registration statements,...
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Securities Act: Hearings Before the Committee on Banking and Currency ...

United States. Congress. Senate. Committee on Banking and Currency - Disclosure of information - 1933 - 376 pages
...statements, copies, prospectuses, advertisement, circular letter and communications, and other documents shall be made available to the public under such regulations as the Commission may prescribe. SEC. 9. That every person acquiring any securities specified in such statements and offered to the...
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Federal Securities Act: Hearing Before the Committee on Interstate and ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - Interstate commerce - 1933 - 264 pages
...circulars and communications and documents filed with the Commission under the provisions of this act shall be made available to the public under such regulations as the Commission may prescribe." Section 9: Amend section 9, which sets forth liability of persons signing registration statements,...
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Stock Exchange Regulation. Hearing ... on H.R. 8720 ... Feb. 14 - Mar. 24, 1934

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 984 pages
...INFORMATION SBC. 22. The information contained in or filed with any application, report, or document shall be made available to the public under such regulations...be furnished to every applicant at such reasonable chante as the Commission may prescribe. COURT REVIEW OP ORDERS SEC. 23. (a) Any person aggrieved by...
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United States Reports: Cases Adjudged in the Supreme Court, Volume 298

United States. Supreme Court - Law reports, digests, etc - 1936 - 1044 pages
...aggregate price at which the securities are to be offered. The information contained in the statement is to be made available to the public under such regulations as the commission may prescribe. The act prescribes in detail the character of information which is to be set out in the statement....
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To Amend the Securities Act of 1933. Solicitation of Proxies, Etc., in ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 pages
...group, any member thereof. The information and documents contained in or filed with any declaration shall be made available to the public under such regulations...or otherwise, shall be furnished to every applicant therefor at such reasonable charge as the Commission may prescribe. (b) The filing with the Commission...
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Legislative Calendar, Volume 53, Part 2

United States. Congress. Senate. Committee on Finance - United States - 1939 - 1104 pages
...provisions of section 321? the information and documents contained in or filed with any application shall be made available to the public under such regulations...or otherwise, shall be furnished to every applicant therefor at such reasonable charge as the Commission may prescribe. "(b) The filing with the Commission...
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To Amend the Securities Act of 1933: Solicitation of Proxies, Etc., in ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - Securities - 1937 - 580 pages
...associates of each of the foregoing; and (B) the various securities of the issuer and of its associates. prescribe, and copies thereof, photostatic or otherwise, shall be furnished to every applicant therefor at such reasonable charge as the Commission may prescribe. (b) The filing with the Commission...
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