Information Access: Improving Securities and Exchange Commission's Public Reference Room OperationsU.S. G.A.O., 1989 - 19 pages |
From inside the book
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Page 2
... remaining areas of concern . Regular users said that : Closing the microfiche files to the public and allowing only SEC staff to fill users ' microfiche requests led to delays in obtaining these materials and more difficulty in doing ...
... remaining areas of concern . Regular users said that : Closing the microfiche files to the public and allowing only SEC staff to fill users ' microfiche requests led to delays in obtaining these materials and more difficulty in doing ...
Page 10
... areas of concern , and ( 4 ) identify and give opinions on relevant legal issues . In August 1988 , we interviewed ... remaining area of concern , a complaint had to be common to at least 4 of the 18 regular users , equivalent to the same ...
... areas of concern , and ( 4 ) identify and give opinions on relevant legal issues . In August 1988 , we interviewed ... remaining area of concern , a complaint had to be common to at least 4 of the 18 regular users , equivalent to the same ...
Page 11
... areas of concern emerged from our interviews with regular users in August 1988. According to them : Closed ... Remaining Concerns of Regular Users Page 11 GAO / GGD - 89-85 SEC's Public Reference Room Earlier Concerns Regular Users 12.
... areas of concern emerged from our interviews with regular users in August 1988. According to them : Closed ... Remaining Concerns of Regular Users Page 11 GAO / GGD - 89-85 SEC's Public Reference Room Earlier Concerns Regular Users 12.
Page 12
... Remaining Concerns of Regular Users SEC Actions About the time we began our ... areas of concern had declined to two . In these latter interviews , regular ... Remaining Concerns of Regular Users Page 12 GAO / GGD - 89-85 SEC's Public ...
... Remaining Concerns of Regular Users SEC Actions About the time we began our ... areas of concern had declined to two . In these latter interviews , regular ... Remaining Concerns of Regular Users Page 12 GAO / GGD - 89-85 SEC's Public ...
Page 13
... Remaining Concerns of Regular Users Remaining Concerns of Regular Users Closed Microfiche Files GAO Observations The SEC actions described may be the main reason for the decline in the number of areas of concern by regular users and the ...
... Remaining Concerns of Regular Users Remaining Concerns of Regular Users Closed Microfiche Files GAO Observations The SEC actions described may be the main reason for the decline in the number of areas of concern by regular users and the ...
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Common terms and phrases
Actions and Remaining agree with SEC's Appendix I Background Appendix III SEC Appendix IV Legal applicable statutes areas of concern assigned space Background and Objectives called regular users Carrel allocations certain time-sensitive Chairman's July 14 Closed microfiche files Concerns of Regular contractor for producing contractor's copies contractor's earlier access copies of corporate corporate filings received delivered copies demand for microfiche desks disclosing material financial disclosure disorderly economies to SEC Federal Register files might provide filing type filings received paper filling microfiche requests FOIA GAO Opinion Government interviewed regular users Methodology microfilm number of areas numbers SEC staff obtain materials Open access open and users open microfiche files orderly condition producing microfiche copies provide any observations public reference facilities public reference room reallocated carrels received paper copies reference room facilities regulations remaining areas Remaining Concerns room in Washington SEC reference room SEC staff processing SEC's closing SEC's contractor Subcommittee time-sensitive Williams Act filings
Popular passages
Page 16 - Subject to the provisions of section 321? the information and documents contained in or filed with any application shall be made available to the public under such regulations as the Commission may prescribe, and copies thereof, photostatic or otherwise, shall be furnished to every applicant therefor at such reasonable charge as the Commission may prescribe.
Page 2 - SBC staff to fill users' microfiche requests led to delays in obtaining these materials and more difficulty in doing research. SBC'S microfiche contractor received copies of certain time-sensitive documents before regular users received them in the reference room. This gave the contractor an unfair advantage over regular users, who compete with the contractor in selling information from these documents.