Information Access: Improving Securities and Exchange Commission's Public Reference Room OperationsU.S. G.A.O., 1989 - 19 pages |
From inside the book
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Page 1
... releases , and other public documents in paper and microfiche format . At these facilities , the public may inspect documents and obtain copies for a fee . The reference room in Washington , D.C. , is used primarily by employees of ...
... releases , and other public documents in paper and microfiche format . At these facilities , the public may inspect documents and obtain copies for a fee . The reference room in Washington , D.C. , is used primarily by employees of ...
Page 8
... releases , and other public documents in paper and microfiche format . At these facilities , the public may inspect documents and obtain copies for a fee . SEC receives corporate filings in multiple copies in paper form at its ...
... releases , and other public documents in paper and microfiche format . At these facilities , the public may inspect documents and obtain copies for a fee . SEC receives corporate filings in multiple copies in paper form at its ...
Page 14
... released to users of the reference room . From the perspective of the regular users , information from SEC filings is not public until that information is released to users in SEC's public reference room . While the filings were being ...
... released to users of the reference room . From the perspective of the regular users , information from SEC filings is not public until that information is released to users in SEC's public reference room . While the filings were being ...
Page 15
... released in the reference room . We discussed the need to eliminate the contractor's earlier access to information with SEC reference room officals . They told us they planned to eliminate nearly all SEC staff processing of Williams Act ...
... released in the reference room . We discussed the need to eliminate the contractor's earlier access to information with SEC reference room officals . They told us they planned to eliminate nearly all SEC staff processing of Williams Act ...
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Common terms and phrases
Actions and Remaining agree with SEC's Appendix I Background Appendix III SEC Appendix IV Legal applicable statutes areas of concern assigned space Background and Objectives called regular users Carrel allocations certain time-sensitive Chairman's July 14 Closed microfiche files Concerns of Regular contractor for producing contractor's copies contractor's earlier access copies of corporate corporate filings received delivered copies demand for microfiche desks disclosing material financial disclosure disorderly economies to SEC Federal Register files might provide filing type filings received paper filling microfiche requests FOIA GAO Opinion Government interviewed regular users Methodology microfilm number of areas numbers SEC staff obtain materials Open access open and users open microfiche files orderly condition producing microfiche copies provide any observations public reference facilities public reference room reallocated carrels received paper copies reference room facilities regulations remaining areas Remaining Concerns room in Washington SEC reference room SEC staff processing SEC's closing SEC's contractor Subcommittee time-sensitive Williams Act filings
Popular passages
Page 16 - Subject to the provisions of section 321? the information and documents contained in or filed with any application shall be made available to the public under such regulations as the Commission may prescribe, and copies thereof, photostatic or otherwise, shall be furnished to every applicant therefor at such reasonable charge as the Commission may prescribe.
Page 2 - SBC staff to fill users' microfiche requests led to delays in obtaining these materials and more difficulty in doing research. SBC'S microfiche contractor received copies of certain time-sensitive documents before regular users received them in the reference room. This gave the contractor an unfair advantage over regular users, who compete with the contractor in selling information from these documents.