Information Access: Improving Securities and Exchange Commission's Public Reference Room OperationsU.S. G.A.O., 1989 - 19 pages |
From inside the book
Results 1-5 of 5
Page 1
... facilities containing current and historical cor- porate filings ( documents ... facilities , the public may inspect documents and obtain copies for a fee . The ... reference Page 1 GAO / GGD - 89-85 SEC's Public Reference Room Letter.
... facilities containing current and historical cor- porate filings ( documents ... facilities , the public may inspect documents and obtain copies for a fee . The ... reference Page 1 GAO / GGD - 89-85 SEC's Public Reference Room Letter.
Page 8
... reference room facilities in its Washing- ton , D.C .; New York ; and Chicago offices . These public reference facili- ties maintain current and historical corporate filings ( documents disclosing material financial and other ...
... reference room facilities in its Washing- ton , D.C .; New York ; and Chicago offices . These public reference facili- ties maintain current and historical corporate filings ( documents disclosing material financial and other ...
Page 16
Improving Securities and Exchange Commission's Public Reference Room Operations ... reference room violate any applicable statute or regulation ? No. Neither ... facilities in some regional offices . " ' As a representative example , 15 ...
Improving Securities and Exchange Commission's Public Reference Room Operations ... reference room violate any applicable statute or regulation ? No. Neither ... facilities in some regional offices . " ' As a representative example , 15 ...
Page 17
... reference facilities may be made in person during normal business hours at those facilities or by mail ( 17 C.F.R. Sec . 200.80 [ d [ 1 ] ) . Either closed or open microfiche files are plainly permissible under the applicable statutes ...
... reference facilities may be made in person during normal business hours at those facilities or by mail ( 17 C.F.R. Sec . 200.80 [ d [ 1 ] ) . Either closed or open microfiche files are plainly permissible under the applicable statutes ...
Page 18
... reference room facilities ? GAO Opinion Yes . The reserved desk privilege is a type of license for exclusive use of a reference room desk during business hours . GAO cases have determined that the head of a government department or ...
... reference room facilities ? GAO Opinion Yes . The reserved desk privilege is a type of license for exclusive use of a reference room desk during business hours . GAO cases have determined that the head of a government department or ...
Other editions - View all
Common terms and phrases
Actions and Remaining agree with SEC's Appendix I Background Appendix III SEC Appendix IV Legal applicable statutes areas of concern assigned space Background and Objectives called regular users Carrel allocations certain time-sensitive Chairman's July 14 Closed microfiche files Concerns of Regular contractor for producing contractor's copies contractor's earlier access copies of corporate corporate filings received delivered copies demand for microfiche desks disclosing material financial disclosure disorderly economies to SEC Federal Register files might provide filing type filings received paper filling microfiche requests FOIA GAO Opinion Government interviewed regular users Methodology microfilm number of areas numbers SEC staff obtain materials Open access open and users open microfiche files orderly condition producing microfiche copies provide any observations public reference facilities public reference room reallocated carrels received paper copies reference room facilities regulations remaining areas Remaining Concerns room in Washington SEC reference room SEC staff processing SEC's closing SEC's contractor Subcommittee time-sensitive Williams Act filings
Popular passages
Page 16 - Subject to the provisions of section 321? the information and documents contained in or filed with any application shall be made available to the public under such regulations as the Commission may prescribe, and copies thereof, photostatic or otherwise, shall be furnished to every applicant therefor at such reasonable charge as the Commission may prescribe.
Page 2 - SBC staff to fill users' microfiche requests led to delays in obtaining these materials and more difficulty in doing research. SBC'S microfiche contractor received copies of certain time-sensitive documents before regular users received them in the reference room. This gave the contractor an unfair advantage over regular users, who compete with the contractor in selling information from these documents.